Farrell Financial

Farrell Financial, established in June 2022 and located in Orchard Park, NY, is a registered investment advisor offering fee-based investment advisory and financial planning services. Led by President Neil Farrell, the firm practices custom portfolio management on a discretionary basis, focusing on tactical allocation strategies to reduce risk and enhance performance. Investment options include various securities and mutual funds, with a tactical approach to diversification and risk management. The firm may recommend redistributing investments, sector weighting adjustments, and cash positions for risk mitigation. Farrell Financial manages approximately $172 million in discretionary client assets. Clients pay management fees up to 1.0% annually, deducted monthly from their accounts. The firm does not charge performance-based fees and serves a range of clients without minimum requirements. Investment strategies involve fundamental analysis, long and short-term securities purchases, and risk management. The firm does not provide portfolio management services to wrap fee programs and does not vote on client securities. Farrell Financial recommends Charles Schwab as a custodian and broker, offering a range of services and products. The firm reviews client accounts annually or as needed, with full discretion over investment decisions, subject to client-set guidelines. Clients retain voting rights for securities in their accounts. Farrell Financial does not accept referral compensation and maintains transparency in its fee structure and financial practices.