Top financial advisors in Orchard Park, NY
We’ve curated a list of the best financial advisors in Orchard Park, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$268,906,449
Number of advisors
9 advisors
| $268,906,449 | 9 advisors | |
| 2 |
Assets under management
$142,199,838
Number of advisors
2 advisors
| $142,199,838 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Orchard Park, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Orchard Park. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Waterford Advisors, LLC
Waterford Advisors, LLC is a fee-based investment adviser established in 2000 and registered with the SEC. The firm specializes in providing continuous advice on portfolio management services, financial planning, and consulting services. They manage client assets totaling $337,296,542 on a discretionary basis and provide ongoing advisory services for an additional $54,345,131 of client assets. Waterford offers personalized investment advice based on individual client needs, goals, and risk tolerance, with a focus on asset allocation and fundamental analysis. Clients can choose between discretionary or non-discretionary account management, with investment recommendations primarily focused on no-load or load-waived mutual funds and ETFs. The firm may recommend establishing brokerage accounts with Schwab Institutional for custody and trading services. Waterford also offers model portfolio management services through Orion Portfolio Solutions, diversifying client assets among mutual funds based on individual risk profiles. Fees for portfolio management services are based on a percentage of assets under management, with annual fees ranging from 0.35% to 1.20%. Financial planning services are provided at no additional charge to existing asset management clients. Waterford does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. Clients have investment discretion and are responsible for voting on securities and making proxy decisions. The firm has no reportable disciplinary events and maintains a Code of Ethics to ensure high ethical standards.
$268,906,449 under management
9 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Commissions
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Farrell Financial
Farrell Financial, established in June 2022 and located in Orchard Park, NY, is a registered investment advisor offering fee-based investment advisory and financial planning services. Led by President Neil Farrell, the firm practices custom portfolio management on a discretionary basis, focusing on tactical allocation strategies to reduce risk and enhance performance. Investment options include various securities and mutual funds, with a tactical approach to diversification and risk management. The firm may recommend redistributing investments, sector weighting adjustments, and cash positions for risk mitigation. Farrell Financial manages approximately $172 million in discretionary client assets. Clients pay management fees up to 1.0% annually, deducted monthly from their accounts. The firm does not charge performance-based fees and serves a range of clients without minimum requirements. Investment strategies involve fundamental analysis, long and short-term securities purchases, and risk management. The firm does not provide portfolio management services to wrap fee programs and does not vote on client securities. Farrell Financial recommends Charles Schwab as a custodian and broker, offering a range of services and products. The firm reviews client accounts annually or as needed, with full discretion over investment decisions, subject to client-set guidelines. Clients retain voting rights for securities in their accounts. Farrell Financial does not accept referral compensation and maintains transparency in its fee structure and financial practices.
$142,199,838 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Orchard Park, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Orchard Park. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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