Capricorn Investment Group LLC

Capricorn Investment Group, LLC, established in April 2007, manages assets for high-net-worth individuals, trust accounts, and tax-exempt foundations. The firm operates in conjunction with Capricorn Advisers, LLC, providing investment advice and services. Capricorn's investment strategy focuses on a diversified global portfolio of private funds and direct investments with limited permanent capital loss risk. The firm employs a scenario-based approach for capital allocation and risk management, aiming for strong investment performance aligned with clients' interests. Capricorn offers advisory services to private investment partnerships and funds, including portfolio reviewing and consulting. Clients have the discretion to negotiate certain investment terms. Capricorn does not participate in wrap fee programs and manages over $8 billion on a discretionary basis. The firm compensates through management fees and performance-based allocations. Capricorn has not experienced any material disciplinary events and acts as a fiduciary in the best interests of clients. The firm discloses potential conflicts of interest related to investments, client referrals, and financial activities. Capricorn provides regular account reviews and reports to clients, ensuring compliance with regulatory requirements and maintaining custody of client assets. The firm votes proxies in the best interests of clients and maintains financial stability to meet contractual commitments.