Roseman Wagner Wealth Management

Roseman Wagner Wealth Management, operating as RWWM, Inc., is a California corporation established on September 2, 2008, by Scott Roseman and Aaron Wagner. The firm specializes in providing financial planning and discretionary investment management services to various clients, including individuals, high net worth individuals, pension and profit-sharing plans, corporations, businesses, charitable organizations, and a private investment vehicle called Roseman Wagner Partners, L.P. The firm's investment strategy focuses on a fundamental, discount-from-value approach, aiming to invest in businesses with sustainable competitive advantages. RWWM offers two investment strategies: Income Strategy and Growth Strategy, tailored to clients' specific needs. The firm manages over $1.3 billion in discretionary assets as of December 31, 2024. RWWM charges fees based on a tiered structure depending on the account size, with rates ranging from 0.125% to 1.50% annually. The firm acts as a fiduciary, ensuring that clients' best interests are prioritized. RWWM does not receive soft dollars in excess of what is allowed by regulations and does not engage in directed brokerage. The firm uses Raymond James Financial Services, Inc. as its custodian and does not accept proxy authority to vote client securities, except for the Fund, where RWWM exercises discretion in proxy voting. The firm does not provide financial information in the brochure as it meets all regulatory requirements regarding financial stability and obligations. Clients are encouraged to review the detailed brochure for comprehensive information.