Top financial advisors in Rocklin, CA
We've curated a list of the best financial advisors in Rocklin, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $986,399,155 Number of advisors 8 advisors | |||
| 2 | Assets under management $73,788,744 Number of advisors 2 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Rocklin, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rocklin. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Roseman Wagner Wealth Management
Roseman Wagner Wealth Management, operating as RWWM, Inc., is a California corporation established on September 2, 2008, by Scott Roseman and Aaron Wagner. The firm specializes in providing financial planning and discretionary investment management services to various clients, including individuals, high net worth individuals, pension and profit-sharing plans, corporations, businesses, charitable organizations, and a private investment vehicle called Roseman Wagner Partners, L.P. The firm's investment strategy focuses on a fundamental, discount-from-value approach, aiming to invest in businesses with sustainable competitive advantages. RWWM offers two investment strategies: Income Strategy and Growth Strategy, tailored to clients' specific needs. The firm manages over $1.3 billion in discretionary assets as of December 31, 2024. RWWM charges fees based on a tiered structure depending on the account size, with rates ranging from 0.125% to 1.50% annually. The firm acts as a fiduciary, ensuring that clients' best interests are prioritized. RWWM does not receive soft dollars in excess of what is allowed by regulations and does not engage in directed brokerage. The firm uses Raymond James Financial Services, Inc. as its custodian and does not accept proxy authority to vote client securities, except for the Fund, where RWWM exercises discretion in proxy voting. The firm does not provide financial information in the brochure as it meets all regulatory requirements regarding financial stability and obligations. Clients are encouraged to review the detailed brochure for comprehensive information.
$986,399,155 under management
8 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pedicord Wealth Management, LLC
Pedicord Wealth Management, LLC, established in Rocklin, California, is an investment advisor registered with DFPI. Founded by Dawn Pedicord, the firm offers personalized portfolio management services based on individual client needs, goals, risk tolerance, and liquidity requirements. Clients can opt for discretionary or non-discretionary account management. Pedicord may engage third-party asset managers like SEI and Assetmark to manage specific client goals, such as exposure to foreign assets. The firm's investment philosophy emphasizes financial planning, asset allocation, tax minimization, and client-centric portfolio construction. Pedicord charges annual management fees ranging from 0.25% to 1.25% based on assets under management, with a minimum account size of $250,000. Clients may incur additional fees for subadvisors or third-party managers. The firm does not charge performance-based fees or participate in wrap fee programs. Pedicord emphasizes transparency, client involvement, and adherence to a Code of Ethics. The firm does not accept commissions for product sales and discloses potential conflicts of interest. Clients receive regular account reviews and statements, with the option for discretionary or non-discretionary investment authority. Dawn Pedicord, the firm's owner and CCO, is a Certified Financial Planner with a background in finance and insurance. She oversees the firm's operations, compliance, and client services. Dawn has no disciplinary history or outside business activities to disclose.
$73,788,744 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Educational Seminars/workshops
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To generate our top financial advisors list in Rocklin, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Rocklin. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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