Lynrock Lake Lp

Lynrock Lake LP is an investment adviser registered with the SEC, established in November 2017, with its principal place of business in Rye Brook, NY. The firm offers discretionary investment advisory services to private funds for sophisticated investors. The Funds managed by Lynrock Lake include domestic and offshore limited partnerships, with approximately $2.8 billion managed as of December 31, 2022. The firm's investment strategy involves deep fundamental analysis and a focus on capital preservation and upside potential. They invest in various securities, including corporate credit, convertible, and equity securities, with a flexible approach across markets and security types. Lynrock Lake does not participate in wrap fee programs and charges management fees ranging from 1.0% to 1.5% based on account type. The firm also receives a performance allocation based on net profits. Clients must meet eligibility criteria and minimum investment requirements. Lynrock Lake operates under a Code of Ethics and has policies in place to prevent insider trading. The firm exercises investment discretion and has custody over the Funds' assets, with audits conducted by independent public accountants. Lynrock Lake votes proxies in alignment with company management but may oppose proposals not maximizing value for the Funds. Clients can request additional details on the firm's proxy voting policies and procedures.