Top 10 financial advisors in Rye Brook, NY

We've curated a list of the best financial advisors in Rye Brook, take a look at it below.

#	Company	Assets under management	Number of advisors
1	Assets under management $15,255,969,174 Number of advisors 43 advisors	$15,255,969,174	43 advisors
2	Assets under management $2,569,541,020 Number of advisors 15 advisors	$2,569,541,020	15 advisors
3	Assets under management $385,249,527 Number of advisors 4 advisors	$385,249,527	4 advisors
4	Assets under management $317,386,580 Number of advisors 5 advisors	$317,386,580	5 advisors
5	Assets under management $222,708,002 Number of advisors 7 advisors	$222,708,002	7 advisors
6	Assets under management $177,220,777 Number of advisors 4 advisors	$177,220,777	4 advisors
7	Assets under management $149,870,733 Number of advisors 3 advisors	$149,870,733	3 advisors
8	Assets under management $116,206,483 Number of advisors 3 advisors	$116,206,483	3 advisors
9	Assets under management $92,040,682 Number of advisors 1 advisors	$92,040,682	1 advisors
10	Assets under management $2,807,580,647 Number of advisors 7 advisors	$2,807,580,647	7 advisors

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We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.

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Methodology

To find the top financial advisors in Rye Brook, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.

Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.

Belle Haven Investments, L.p.
Belle Haven Investments, L.p. is a financial advisory firm based in Rye Brook, New York. It currently has approximately $15,255,969,174 of assets under management and employs about 43 people. Belle Haven Investments, L.p. uses a fee structure of and a percentage of assets under your management.
$15,255,969,174 under management
43 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Meyer Handelman Company LLC
Meyer Handelman Company LLC is an SEC registered investment advisor specializing in serving high net worth individuals, trusts, and charitable foundations. Established in 1933 by Meyer Handelman, the firm transitioned to a partnership in 1951 and became an LLC in 2009. The current owners are Richard A. Handelman and Scott M. Handelman. The firm provides continuous supervisory and management services for security portfolios, with most accounts under full discretion. Investment strategies focus on exchange-listed equities, municipal bonds, and U.S. government securities, among others. The firm employs a fundamental approach to investment analysis, emphasizing balance sheets, income statements, and market conditions. Meyer Handelman Company LLC does not engage in performance-based fees and primarily advises individuals, trusts, estates, and charitable organizations. The minimum account size is generally $1,000,000. Fees are negotiable, with a maximum annual fee of 1% and a minimum annual fee of $5,000. The firm practices investment discretion, with clients receiving formal account reviews at least quarterly. Meyer Handelman Company LLC votes proxies in clients' best interests and does not compensate for client referrals. The firm maintains custody of client funds and securities, with a preference for discretionary authority over client accounts. Clients can request specific limitations on investments or proxy voting. The firm's investment philosophy aims to minimize risk through diversification and long-term investing. For more detailed financial information, clients can request a balance sheet.
$2,569,541,020 under management
15 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
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Oxler Private Wealth
Oxler Private Wealth LLC is a registered investment adviser based in Rye Brook, New York, established on August 14, 2020. The firm is primarily owned by Masahiro Yamazaki and Jessica Demler. They offer discretionary portfolio management services, requiring clients to grant them discretionary authority to manage their accounts. Clients may also opt for non-discretionary portfolio management services, where approval is needed before executing transactions. Financial planning services are available, tailored to individual financial circumstances and objectives. The firm may recommend third-party money managers or a Turn-Key Asset Management Program for portfolio management. Pension consulting services are offered to employee benefit plans, focusing on plan reviews, fund selection, investment monitoring, and educational seminars. Oxler may recommend insurance products based on client financial situations. The firm advises on various securities, including equities, mutual funds, real estate, and derivatives. They do not accept performance-based fees or engage in side-by-side management. Clients include individuals, high net worth individuals, pension plans, charitable organizations, and corporations. Oxler's investment strategies include charting analysis, technical analysis, fundamental analysis, long-term and short-term purchases, margin transactions, and option writing. They also provide insights on risks associated with different types of investments. The firm charges an annual fee of 0.50% - 1.50% for portfolio management services, billed monthly in advance. They do not require prepayment of fees exceeding $1,200 six months in advance. The brochure details the firm's code of ethics, brokerage practices, account reviews, client referrals, custody practices, and voting of client securities. Oxler does not vote proxies on behalf of clients and does not have authority to vote client securities. The firm does not have any financial conditions that would prevent meeting contractual commitments. As a federally registered adviser, they are not required to respond to state registration requirements.
$385,249,527 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Asset Allocation Services
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Navis Wealth Advisors LLC
Navis Wealth Advisors LLC is a financial advisory firm based in Rye Brook, New York. It currently has approximately $317,386,580 of assets under management and employs about 5 people. Navis Wealth Advisors LLC uses a fee structure of a percentage of assets under your management and hourly charges.
$317,386,580 under management
5 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
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Schultze Asset Management, Lp
Schultze Asset Management, LP is a Delaware limited partnership that was originally organized in 1998 and converted to a limited partnership in 2015. The firm, primarily owned by George Schultze, offers investment advisory services on a discretionary basis. As of December 31, 2024, the firm managed $64,967,917 on a discretionary basis for various clients, including private investment partnerships and separate accounts for institutional and individual clients. Schultze Asset Management specializes in exploiting market inefficiencies and security mispricings due to issuer distress, focusing on distressed securities across the capital structure. The firm employs a disciplined investment process to identify undervalued distressed securities and catalyst events that could drive values higher. Additionally, the firm may engage in short selling opportunities and relative value trades. Clients have the option to customize their investment strategies within separate managed accounts. Schultze Asset Management charges management fees based on a percentage of assets under management and may negotiate fees. The firm may also receive performance-based fees of up to 20%. Clients are urged to set forth their goals and expectations for managed accounts. The firm acts as a fiduciary and has a Code of Ethics in place to ensure fair dealings with clients. Schultze Asset Management has not been involved in any disciplinary actions and maintains custody of client assets with unaffiliated custodians. The firm exercises investment discretion for client accounts and has policies in place for proxy voting on behalf of clients.
$222,708,002 under management
7 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
SCHULTZE SPAC II PAID $10K/MO ADMIN FEE
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
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Samuel Capital Management LLC
Samuel Capital Management LLC, established in October 2011, is a financial advisor firm specializing in providing investment advisory services to private investment funds and separately managed accounts. The firm's primary focus is on investments in municipal securities, U.S. government securities, exchange-traded funds, and futures. As of December 31, 2022, the firm managed approximately $177,220,777 on a discretionary basis. Clients of Samuel Capital Management LLC include the Samuel Municipal Total Return Fund II LP, the Sub-Advised Fund, and a separately managed account. The firm charges management fees based on the type of investment vehicle, with additional performance fees for certain accounts. Samuel Capital Management LLC follows an allocation policy to mitigate conflicts of interest arising from varying fee structures. The firm may provide services to various client types, with a minimum subscription amount of $1 million for the funds. Investment strategies primarily involve fixed-rate municipals, hedged for interest rate and credit risk. Clients should be prepared for the risk of loss associated with investing in securities. The firm does not have any material legal or disciplinary events to disclose and has established a Code of Ethics to ensure high standards of business conduct and fiduciary duty to clients. Samuel Capital Management LLC has discretionary authority to manage client assets and does not currently vote on client securities. The firm does not engage in soft dollar arrangements or receive compensation for client referrals.
$177,220,777 under management
4 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
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Beacon Financial Advisors
Beacon Financial Advisors, Inc. is an independent wealth advisory firm founded in 2000 and registered with the U.S. Securities and Exchange Commission since April 2013. The firm specializes in estate planning, retirement/income planning, asset management, and more. As fiduciaries, they prioritize acting in the best interest of clients. New clients typically pay an initial fee for financial plan creation and an ongoing wrap fee based on assets under management. Beacon offers a wrap fee program, the Beacon Private Wealth Program, which includes asset management, portfolio monitoring, and financial plan maintenance. The firm provides financial planning services, asset management on a discretionary basis, and uses various investment strategies like asset allocation and long-term purchases. Clients are required to deposit a minimum of $1,000,000 for asset management services, but this requirement may be waived under certain circumstances. Beacon does not charge performance-based fees and does not manage mutual funds or hedge funds. Clients receive regular account reviews and can contact the Portfolio Manager directly. The firm maintains a Privacy Policy to protect clients' information and uses cookies on its website for tracking and security purposes.
$149,870,733 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
See full profile
Municipal Asset Management Inc
Municipal Asset Management Inc. is a registered investment adviser established in 1993, with principal owners Marcy A. Mashioff and John J. O’Brien. The firm specializes in managing portfolios for high net worth individuals and institutions, primarily focusing on fixed income securities. They tailor bond portfolios to meet specific client goals and needs, working closely with clients to understand their risk profile and investment objectives. The firm aims to achieve superior performance through active asset management within client guidelines and risk parameters. All client assets under management, totaling $116,206,483 as of 12/31/22, are on a discretionary basis. Regarding fees, Municipal Asset Management charges a percentage of the custodian market value of assets under management, with fees never exceeding 1% per annum. Fees are billed quarterly and may be negotiable based on factors such as portfolio size and services required. The firm does not charge performance-based fees and provides services to various client types, including individuals, corporations, trusts, and government agencies. The firm's investment strategies are based on fundamental analysis, market outlook, and individual client needs, with a focus on duration management, yield curve positioning, and relative value analysis. Clients should be prepared for the risk of loss associated with investing in bonds, including interest rate, credit, inflation, reinvestment, and liquidity risks. Municipal Asset Management emphasizes the importance of establishing an attitude towards risk before investing.
$116,206,483 under management
3 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Investment Advisor To State And Local Government Agencies
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Rpm Capital Management, LLC
RPM Capital Management, LLC is a registered investment advisor specializing in high yield tax-exempt municipal bonds and dividend-paying equity holdings. Established in June 2012, the firm primarily serves individuals, trusts, foundations, and family offices, requiring a minimum investment of $500,000. Clients' assets are managed on a discretionary basis through two investment strategies: the Bond Program and the Blend Program. RPM Capital Management conducts in-depth due diligence on tax-exempt bonds, aiming to provide cash flow free from federal income tax. Equities are selected based on specific criteria, with a focus on avoiding widely held institutional ownership. The firm charges an annual fee based on total assets under management, with fees debited quarterly. Additional fees may apply for transaction costs and diligence fees related to bond offerings. The firm does not engage in performance-based fees or side-by-side management. RPM Capital Management emphasizes risk factors associated with investments, including political, market, currency, and regulatory risks. The firm does not participate in wrap programs and has approximately $78 million in assets under management as of December 31, 2024. Clients receive regular reports and statements, and the firm does not have custody of client funds beyond fee collection and potential standing letters of authorization for distributions. RPM Capital Management exercises investment discretion and does not vote client securities. The firm's financial condition is stable, with no bankruptcy history in the last ten years.
$92,040,682 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
See full profile
Lynrock Lake Lp
Lynrock Lake LP is an investment adviser registered with the SEC, established in November 2017, with its principal place of business in Rye Brook, NY. The firm offers discretionary investment advisory services to private funds for sophisticated investors. The Funds managed by Lynrock Lake include domestic and offshore limited partnerships, with approximately $2.8 billion managed as of December 31, 2022. The firm's investment strategy involves deep fundamental analysis and a focus on capital preservation and upside potential. They invest in various securities, including corporate credit, convertible, and equity securities, with a flexible approach across markets and security types. Lynrock Lake does not participate in wrap fee programs and charges management fees ranging from 1.0% to 1.5% based on account type. The firm also receives a performance allocation based on net profits. Clients must meet eligibility criteria and minimum investment requirements. Lynrock Lake operates under a Code of Ethics and has policies in place to prevent insider trading. The firm exercises investment discretion and has custody over the Funds' assets, with audits conducted by independent public accountants. Lynrock Lake votes proxies in alignment with company management but may oppose proposals not maximizing value for the Funds. Clients can request additional details on the firm's proxy voting policies and procedures.
$2,807,580,647 under management
7 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
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