Rogan & Associates

Rogan & Associates is an investment advisory firm founded in 1997 by Michael Rogan, offering portfolio management and third-party managed accounts. The firm's Financial Planning for Life™ system covers various topics such as retirement income planning, asset allocation, estate planning, and tax planning. Clients receive ongoing investment advice and management through the Rogan & Associates Portfolio Program on a discretionary or non-discretionary basis. The firm charges a single wrap fee based on a percentage of assets under management, with negotiable fees and no minimum investment requirement. Clients may impose specified investment objectives and guidelines. Rogan & Associates acts as custodian for clients' accounts and provides brokerage and execution services. The firm's investment strategies are conservative, focusing on long-term investing and diversification across multiple asset classes to mitigate risks. Clients receive account statements at least quarterly from the custodian. Rogan & Associates does not accept performance-based fees or participate in side-by-side management. The firm's Code of Ethics ensures clients' interests are prioritized, and clients have the option to purchase securities through other broker-dealers. Rogan & Associates does not accept physical custody of clients' funds and securities, which are held with a qualified custodian. The firm provides financial planning, investment management, and third-party managed account advisory services to individuals, families, businesses, and charitable organizations.