Legatrust Financial Advisors, Inc.

Legatrust Financial Advisors, Inc. is a Registered Investment Adviser specializing in financial planning and investment management for individuals, employer-sponsored retirement plans, and trustee-directed accounts. Established on January 19, 2010, the firm manages $12.5M on a discretionary basis and $4.9M in retirement plans as of December 31, 2023. Services include creating customized Financial Action Plans and Investment Policy Statements, with client reviews conducted at least annually. Legatrust operates on a fee-based structure, with fees starting at $3,000 annually and tiered percentages based on assets under management. Clients have the option to impose restrictions on their accounts in writing. The firm's investment strategy is grounded in Modern Portfolio Theory, focusing on diversification and risk management. Legatrust does not charge performance-based fees and provides services to individuals, businesses, trusts, and retirement plans. The firm's Chief Compliance Officer, Thomas J. Dooley, holds various financial certifications and has a background in engineering and business. Legatrust's custody services are maintained through Schwab Institutional, with a focus on best execution and fiduciary duties. Clients are encouraged to review account statements for accuracy, and the firm does not manage accounts on a performance-fee basis. Legatrust is authorized to supervise and direct investments based on client objectives and guidelines, with clients having the option to specify markets or broker/dealers for transactions. Legatrust does not vote proxies under its limited discretionary authority. Thomas J. Dooley has no legal or disciplinary events to disclose and provides additional insurance advice to clients.