Prosperity Road, LLC

Prosperity Road, LLC is a registered investment advisor founded in October 2015, primarily owned by E4 Vantage, LLC. The firm is located in Santa Ana, CA, and is operated by Emily T. Hermeno, who serves as the Principal and Chief Compliance Officer. Prosperity Road offers investment advisory services to individuals, high net worth individuals, trusts, estates, retirement plans, charitable organizations, and corporations, acting as a fiduciary to its clients. The firm provides wealth management services, including discretionary and non-discretionary investment management and financial planning services. Investment strategies include asset allocation, portfolio construction primarily using no-load mutual funds, and may include ETFs, individual stocks, and bonds. The firm's investment approach is long-term focused, with periodic portfolio reviews and adjustments based on client goals and market conditions. Prosperity Road's fee structure includes annual rates based on assets under management, with a minimum fee that can be waived at the advisor's discretion. The firm does not charge performance-based fees and does not manage proprietary investment funds. Clients are required to have a minimum account size of $500,000, with a separate minimum account size of $400,000 for management services of individual fixed income securities. The firm does not accept or maintain custody of client funds, except for the deduction of advisory fees. Prosperity Road does not receive commissions or compensation from third parties and is committed to safeguarding client information through physical, procedural, and electronic security measures. For more information about Prosperity Road and its services, clients can contact the firm directly at (714) 241-0212 or by email at [email protected].