Top financial advisors in Santa Ana, CA
We’ve curated a list of the best financial advisors in Santa Ana, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$224,998,592
Number of advisors
1 advisors
| $224,998,592 | 1 advisors | |
| 2 |
Assets under management
$130,985,955
Number of advisors
4 advisors
| $130,985,955 | 4 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Santa Ana, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Santa Ana. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Linda A. Barlow, Cfp
Linda A. Barlow, CFP®, established her firm in 1987 and is registered as an investment adviser with the State of California and the U.S. Securities and Exchange Commission since 2001. With over 25 years of experience, Linda specializes in investment, financial planning, and consulting services. The firm offers financial planning services with fixed fees ranging from $1,000 to $2,500, modular financial planning services starting at $500, and consultation services at hourly rates of $100 to $250. For investment supervisory services, fees are based on a percentage of assets under management, with no minimum account size required. Clients have full discretion over their investments, and the firm may recommend various securities, including mutual funds, ETFs, fixed income securities, and insurance products. Clients receive regular account reviews, financial plan reviews, and account reporting. The firm does not charge performance-based fees, accepts no compensation for selling securities, and does not have any disciplinary information to disclose. Linda A. Barlow, CFP®, operates with integrity, acting in the best interests of clients, and does not have any financial conditions that may impair meeting contractual commitments.
$224,998,592 under management
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesProsperity Road, LLC
Prosperity Road, LLC is a registered investment advisor founded in October 2015, primarily owned by E4 Vantage, LLC. The firm is located in Santa Ana, CA, and is operated by Emily T. Hermeno, who serves as the Principal and Chief Compliance Officer. Prosperity Road offers investment advisory services to individuals, high net worth individuals, trusts, estates, retirement plans, charitable organizations, and corporations, acting as a fiduciary to its clients. The firm provides wealth management services, including discretionary and non-discretionary investment management and financial planning services. Investment strategies include asset allocation, portfolio construction primarily using no-load mutual funds, and may include ETFs, individual stocks, and bonds. The firm's investment approach is long-term focused, with periodic portfolio reviews and adjustments based on client goals and market conditions. Prosperity Road's fee structure includes annual rates based on assets under management, with a minimum fee that can be waived at the advisor's discretion. The firm does not charge performance-based fees and does not manage proprietary investment funds. Clients are required to have a minimum account size of $500,000, with a separate minimum account size of $400,000 for management services of individual fixed income securities. The firm does not accept or maintain custody of client funds, except for the deduction of advisory fees. Prosperity Road does not receive commissions or compensation from third parties and is committed to safeguarding client information through physical, procedural, and electronic security measures. For more information about Prosperity Road and its services, clients can contact the firm directly at (714) 241-0212 or by email at [email protected].
$130,985,955 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesSelection Of Other Advisers
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Santa Ana, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Santa Ana. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Your first meeting is free.