Lee Investment Management LLC

Lee Investment Management, LLC is a registered investment adviser founded in 1998 by James W. Lee, offering personalized financial planning and investment management services. The firm specializes in fee-only services, avoiding product sales and commissions. Lee Investment Management manages assets on a discretionary basis, primarily investing in mutual funds, individual fixed income securities, and exchange-traded funds through custodians like Charles Schwab and Altruist. The firm may also utilize third-party money managers for client accounts. Clients can engage in financial planning services or ongoing investment management under different agreements, with fees based on a percentage of assets under management or hourly charges. The minimum account size for the Advisory Client Service Agreement is $500,000, but exceptions may apply. Lee Investment Management uses strategic asset allocation as the primary investment strategy, with a focus on globally diversified portfolios. The firm accepts discretionary authority for trading and may maintain limited power of attorney for client accounts. Lee Investment Management does not receive compensation for client referrals and maintains a strong commitment to client privacy and information security. James W. Lee, the President, holds certifications including CFP®, CRPC®, and AIF®, and oversees the firm's operations and supervision of advisory services. No disciplinary actions have been taken against the firm. For more information, clients can request the full brochure and supplements from Lee Investment Management.