Kestrel Wealth Management, LLC

Kestrel Wealth Management, LLC, based in South Bend, IN, has been providing investment advisory services since 2010. The firm offers asset management services tailored to individual client goals, time horizons, risk tolerance, and objectives. Clients can opt for discretionary asset management, allowing Kestrel to make investment decisions without seeking approval for each transaction. Clients may impose restrictions on investments, but these restrictions could limit engagement with Kestrel. As of December 31, 2024, Kestrel manages $134,165,706 in discretionary assets. Fees are charged based on a tiered structure: 1.00% for the first $2,000,000, 0.80% for the next $3,000,000, and 0.65% for amounts over $5,000,000. Fees are negotiable based on various criteria. Fees are deducted directly from client accounts, and clients can terminate the agreement within five business days without penalty. Kestrel does not participate in wrap fee programs and does not receive external compensation for the sale of securities. The firm does not use performance-based fees due to conflicts of interest. Clients of Kestrel include individuals, small businesses, trusts, high net-worth individuals, and charities. There is no minimum account size requirement, and clients are not mandated to have a specific level of investment experience. Kestrel's investment strategies involve fundamental and cyclical analysis, with a focus on client-stated objectives. Clients receive regular account statements and reports, and account reviews are conducted at least annually. Kestrel does not receive soft dollar benefits and has no material relationships that could present conflicts of interest.