Swm Advisors

SWM Advisors is a Limited Liability Company established in Florida in June 2011 by Matthew Richard DiGennaro and Valerie Clark DiGennaro. Matthew serves as the Managing Member and CEO, while Valerie is the Head of Sales. The firm specializes in Investment Advisory Services (IAS) and Corporate Retirement Plan Advisory Services (RPS). For IAS clients, SWM offers ongoing portfolio management tailored to individual goals, risk tolerance, and financial situation. Clients grant discretionary authority for securities selection and transactions. RPS services include fiduciary and consulting services for retirement plans. SWM primarily uses mutual funds and ETFs for investment management. The firm charges a maximum annual fee of 0.99% of Assets Under Management (AUM) with a minimum account size of $5,000,000. Fees are negotiable based on client circumstances. SWM does not participate in wrap fee programs and has AUM totaling $639,223,987 as of January 31, 2022. The firm does not accept performance-based fees and acts in the best interest of clients as a fiduciary. SWM does not have a history of disciplinary actions, bankruptcy petitions, or financial conditions that may impact client commitments.