Professional Wealth Management Services LLC

Professional Wealth Management Services LLC is a Registered Investment Adviser founded in April 2007 by John Stevenson and Shawn Fleming. The firm offers fee-only financial planning services coupled with discretionary or non-discretionary investment advisory services to individuals and trusts. Clients can opt for the PWMS Portfolio Management service, PWMS Wrap Fee Program, or one-time financial planning services. PWMS manages $128,784,321.94 on a discretionary basis as of January 1, 2025. The firm charges asset management fees based on a percentage of assets under management, with a maximum annual fee of 0.99%. Clients pay for trade execution charges directly from their accounts. PWMS acts as a fiduciary, putting clients' interests first. The firm does not accept commissions or compensation for the sale of securities. PWMS does not engage in performance-based fees or side-by-side management. The firm provides investment advice to individuals, corporations, and trusts without requiring a minimum account size. PWMS uses an extensive initial interviewing process and risk tolerance assessments to formulate individualized financial plans. The firm does not have any disciplinary history and does not receive economic benefits for client referrals. Clients receive monthly account statements and quarterly performance reports directly from the qualified custodian, LPL Financial. PWMS does not vote client securities and does not have custody of client assets. Clients can choose discretionary or non-discretionary investment management.