Spectra Investment Management, LLC

Spectra Investment Management, LLC is a registered investment adviser based in Stuart, Florida, providing services since 2017. The firm serves high-net-worth clients, families, and related entities, offering portfolio management, family office services, financial planning, investment consulting, and outsourced chief investment officer services. Spectra manages discretionary and non-discretionary portfolios, with a focus on equity securities, ETFs, mutual funds, government and corporate debt securities, and options strategies. The firm may also recommend investments in private limited partnerships like hedge funds and private equity. Clients must have a minimum of $5,000,000 to establish an advisory relationship, which may be waived at the firm's discretion. Spectra charges asset-based management fees ranging from 0.35% to 1.25%, billed monthly based on the portfolio value. The firm has a fiduciary duty to act in the best interests of clients and conducts annual account reviews. Spectra has custody of client assets and has established safeguards to protect client information and privacy. The firm does not compensate for client referrals and follows a Code of Ethics to ensure integrity in investment advisory conduct. Proxy voting is conducted in the best financial interest of clients, and Spectra maintains confidentiality of client information. Additional information, including trade error correction procedures and privacy policy, is available upon request.