Lipe & Dalton Investment Counsel

Lipe & Dalton is a SEC-registered investment adviser established in 2004, located in New York. The firm offers Investment Supervisory Services and Individual Portfolio Management on a discretionary basis, managing accounts based on client objectives and tax considerations. The firm's CEO, Willard C. Lipe, and President, Patrick M. Dalton, are both CFA Charterholders with extensive experience in the financial industry. Lipe & Dalton manages $690,500,000 of client assets as of 12/31/2024. Fees for Investment Supervisory Services start at 1.00% annually, with a minimum initial investment of $250,000. The firm may negotiate fees based on client circumstances. Lipe & Dalton acts as a fiduciary for ERISA accounts, ensuring no conflicts of interest regarding compensation. The firm uses fundamental, quantitative, and qualitative analysis, as well as asset allocation strategies. Clients have investment discretion but can provide limitations. The firm does not charge performance-based fees and serves various types of clients, including individuals and charitable organizations. Lipe & Dalton reviews accounts quarterly and does not maintain custody of client assets. The firm may use cross trades under specific conditions, ensuring fair pricing and full disclosure of any conflicts of interest.