Cadaret Grant & Co Inc is a financial advisory firm based in Syracuse, New York. It currently has approximately $5,803,237,371 of assets under management and employs about 726 people. Cadaret Grant & Co Inc uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.

Rockbridge Investment Management, LLC, established in 1997 by Patrick Rohe and David Carroll, manages $1,660,732,364 in client assets as of December 31, 2024. The firm offers discretionary and non-discretionary investment management services, including asset allocation, portfolio design, and ongoing monitoring. Investment supervisory services focus on constructing portfolios with passively managed funds to achieve risk objectives. Financial planning services are available under separate fee arrangements, covering areas such as tax and estate planning. The firm acts as a fiduciary for retirement accounts, ensuring advice is in clients' best interests. Fees for individual clients range from 0.45% to 0.90% based on asset value, with no minimum account requirement. Rockbridge primarily recommends index and passively managed mutual funds and ETFs, emphasizing diversification and cost efficiency. The firm does not engage in frequent trading and discloses material risks associated with specific securities. Rockbridge does not charge performance-based fees and has no disciplinary history. The firm does not accept custody of client funds but may have inadvertent custody for fee deductions and third-party payments. Clients receive account statements directly from qualified custodians. Rockbridge has discretion over investment selection but not broker or commission rates. The firm does not vote proxies on behalf of clients.

Passive Capital Management, LLC, established in 2007, is a registered investment adviser specializing in providing customized investment management services to clients on a discretionary and non-discretionary basis. The firm, owned by Scott D. Reinhardt and Jonathan E. Farber, manages over $941 million in client assets as of January 13, 2025, with a focus on constructing portfolios using passively managed index and asset class funds. Clients receive tailored investment advice based on their financial needs and objectives, with portfolios rebalanced quarterly to align with risk objectives. The firm operates as a fiduciary for retirement accounts, ensuring clients' best interests are prioritized. Passive Capital Management charges fees based on assets under management, with a tiered fee structure ranging from 0.80% to 0.20% based on account size. Clients have the flexibility to negotiate fees under certain circumstances. There is no minimum account requirement, and clients have the option to rescind the advisory agreement within five business days of signing. Investment strategies focus on asset allocation, diversification, and passive investment vehicles to capture market returns efficiently. The firm emphasizes the importance of risk management and believes in the efficiency of capital markets. Clients are informed about the risks involved in investing, including market, currency, economic, and political risks. Passive Capital Management does not engage in frequent trading of securities and does not charge performance-based fees. The firm's disciplined asset allocation philosophy aims to meet clients' specific risk objectives while minimizing costs and market-timing risks.

Lipe & Dalton is a SEC-registered investment adviser established in 2004, located in New York. The firm offers Investment Supervisory Services and Individual Portfolio Management on a discretionary basis, managing accounts based on client objectives and tax considerations. The firm's CEO, Willard C. Lipe, and President, Patrick M. Dalton, are both CFA Charterholders with extensive experience in the financial industry. Lipe & Dalton manages $690,500,000 of client assets as of 12/31/2024. Fees for Investment Supervisory Services start at 1.00% annually, with a minimum initial investment of $250,000. The firm may negotiate fees based on client circumstances. Lipe & Dalton acts as a fiduciary for ERISA accounts, ensuring no conflicts of interest regarding compensation. The firm uses fundamental, quantitative, and qualitative analysis, as well as asset allocation strategies. Clients have investment discretion but can provide limitations. The firm does not charge performance-based fees and serves various types of clients, including individuals and charitable organizations. Lipe & Dalton reviews accounts quarterly and does not maintain custody of client assets. The firm may use cross trades under specific conditions, ensuring fair pricing and full disclosure of any conflicts of interest.

FMF&E Wealth Management, LLC, established in 2001, is a registered investment adviser based in Syracuse, NY. The firm specializes in managing investment portfolios for individuals, retirement plans, not-for-profit organizations, foundations, and corporations. They work with clients to determine specific investment objectives and utilize asset allocation models aligned with risk tolerance levels. Wealth Management primarily recommends portfolios of no-load mutual funds, with a focus on passive asset class investment philosophy. They may also include individual equity securities in certain situations specified in the client's Investment Policy Statement. Clients have the option to grant discretionary authority to Wealth Management for investment decisions, including fixed income portfolios managed by a third-party manager. The firm's fee structure is based on a percentage of assets under management, with fees varying depending on the total account balance. Wealth Management does not charge performance-based fees and requires a minimum client relationship of $500,000, which is negotiable under certain circumstances. The firm acts as a fiduciary, placing clients' interests first and maintaining a Code of Ethics to ensure ethical conduct. Clients receive quarterly performance reports and have the authority to direct the use of specific brokers for transactions. Wealth Management does not have any disciplinary information and has no financial commitments that impair its ability to meet client obligations.

Everest Consultants, LLC is a financial advisory firm based in Syracuse, New York. It currently has approximately $314,544,008 of assets under management and employs about 6 people. Everest Consultants, LLC uses a fee structure of a percentage of assets under your management and referral fee, consulting fee.

Adirondack Capital Advisors, LLC is a registered investment adviser based in Syracuse, New York, established in 2003. The firm is organized as a limited liability company and is owned by Patrick J. Dooley and Christopher W. Berg. Adirondack Capital Advisors specializes in providing fee-only investment advisory services, including financial planning, discretionary and non-discretionary investment management, retirement plan management, and advisory consulting services. The firm tailors its services based on clients' financial situations and individualized needs. Clients have the freedom to accept or reject recommendations and retain discretion over implementation decisions. Adirondack Capital Advisors primarily advises on mutual funds, ETFs, and individual securities, utilizing fundamental analysis with a focus on asset allocation and diversification. The firm does not accept performance-based fees, participate in side-by-side management, or engage in soft dollar arrangements. Clients are required to have a minimum of $250,000 to open and maintain an advisory account, which may be waived based on individual circumstances. Adirondack Capital Advisors charges a tiered fee for investment management services based on a percentage of assets under management. The firm does not have any disciplinary information and does not participate in wrap fee programs. Adirondack Capital Advisors does not take custody of client funds or securities and does not vote proxies on behalf of clients. The firm prioritizes client privacy and maintains strict policies to protect personal information. In the event of a trade error, the firm's policy is to restore the client's account to the correct position. Adirondack Capital Advisors does not determine class action lawsuit eligibility for clients or initiate litigation on their behalf.

Rialto Wealth Management is an investment advisor firm based in Syracuse, NY, established by Michael L. Antonacci, Edward J. Barno, Ethan D. Gilbert, Rachel Ryan, and Jeffrey H. Watson. The firm specializes in providing fee-based, fiduciary investment management and financial planning services, primarily using low-cost non-actively managed mutual funds and exchange-traded funds. Rialto offers custom portfolio management on a discretionary basis tailored to client objectives. The firm also provides pension consulting services to Qualified Plans, offering fiduciary investment advice based on client goals and financial situations. Additionally, Rialto offers financial planning services encompassing tailored investment advice, retirement planning, tax optimization, estate planning, and more. As of December 31, 2024, Rialto managed $385,685,000 in discretionary and $17,998,000 in non-discretionary client assets. The fee structure includes asset management fees based on a tiered schedule and fixed fees for financial planning services. Rialto does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. The firm does not have custody of client funds, except for fee deduction, and exercises investment discretion in client accounts. Clients are encouraged to review account statements regularly and are provided with detailed reports. Rialto does not vote on client securities proxies and has not had any disciplinary events. The firm maintains a Code of Ethics and seeks best execution for client transactions.

Blue Water Capital Management, LLC, established in 2007, offers asset management services, including discretionary asset management and ERISA plan services. The firm provides financial planning and consulting, seminars, and workshops. Clients must meet a minimum account size of $50,000, which may be lowered or waived in certain cases. Fees for asset management are based on a tiered structure, with annual fees ranging from 0.50% to 1.55% based on assets under management. Blue Water does not charge performance-based fees. The firm uses fundamental, quantitative, and qualitative analysis, asset allocation, and mutual fund/ETF analysis in its investment strategies. Blue Water does not engage in proprietary trading and does not receive soft dollar benefits. The firm reviews client accounts quarterly and provides written account statements at least quarterly. Blue Water has a Code of Ethics to address conflicts of interest and a fiduciary duty to act in the best interest of clients. The firm does not receive economic benefits from external sources and does not recommend securities in which it has a material financial interest. Blue Water has not been involved in any criminal or civil actions or administrative enforcement proceedings. The firm votes proxies for client accounts and retains records of proxy voting. Blue Water has no financial conditions impairing its ability to meet commitments to clients and has not filed any bankruptcy petitions in the past ten years.