Seros Financial, LLC

Seros Financial, LLC is a Limited Liability Company established in Arizona in August 2011, with Jeremy Windell Smith as the principal owner. The firm offers Portfolio Management Services through various programs with custodians like Charles Schwab and Axos Advisor Services. They also provide Financial Planning and Consulting Services tailored to individual or business needs. Seros does not have a minimum account size requirement. The Management Fee for portfolio management services is based on factors like complexity and assets under management, with a sample fee schedule provided. Clients may pay Financial Planning Fees based on the complexity of services. Seros may direct clients to Third-Party Money Managers, with fees shared between the advisors. The firm acts as a fiduciary for retirement plans and offers services based on ERISA or non-ERISA fiduciary standards. Seros discloses potential conflicts of interest and maintains a Code of Ethics. Clients have discretion over their accounts, and Seros does not perform proxy voting services. The firm has not faced criminal or civil actions, administrative proceedings, or bankruptcy petitions in the last ten years. For more information, visit www.SerosFinancial.com.