Erguz, LLC

Erguz, LLC is a registered investment advisor based in The Woodlands, Texas, established in 2013 by Javier Guzman, who serves as the owner and managing member. The firm specializes in asset management services, offering tailored investment strategies based on individual goals, time horizons, and risk tolerance. Clients have the option to engage Erguz on a discretionary or non-discretionary basis, with all current clients managed on a discretionary basis. Additionally, Erguz provides sub-advisory services to non-affiliated investment advisors. For asset management services, Erguz charges an annual fee based on a tiered structure ranging from 0.50% to 1.00% for assets under management. The firm does not participate in wrap fee programs. Clients are generally high net-worth individuals, with a minimum account size requirement of $1,000,000, subject to potential waiver by Erguz. The investment strategies involve fundamental and technical analysis, with a focus on client objectives and risk management. Erguz conducts quarterly account reviews and offers client meetings at least annually. The firm does not receive external compensation, engages in directed brokerage, or receives soft dollar benefits. Javier Guzman, the principal executive officer, has a background in Industrial & Operations Engineering and Finance/Investment Management. He has no disciplinary history and serves as the Chief Compliance Officer overseeing all advisory services provided by Erguz.