Top 10 financial advisors in The Woodlands, TX
We've curated a list of the best financial advisors in The Woodlands, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $988,777,911 Number of advisors 4 advisors | |||
| 2 | Assets under management $687,761,277 Number of advisors 15 advisors | |||
| 3 | Assets under management $664,447,002 Number of advisors 7 advisors | |||
| 4 | Assets under management $626,801,531 Number of advisors 14 advisors | |||
| 5 | Assets under management $580,000,000 Number of advisors 1 advisors | |||
| 6 | Assets under management $500,740,211 Number of advisors 14 advisors | |||
| 7 | Assets under management $458,748,878 Number of advisors 5 advisors | |||
| 8 | Assets under management $450,663,437 Number of advisors 7 advisors | |||
| 9 | Assets under management $430,709,048 Number of advisors 11 advisors | |||
| 10 | Assets under management $403,811,040 Number of advisors 12 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in The Woodlands, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Quattro Financial Advisors
Quattro Financial Advisors LLC, established in June 2016, offers investment management and advisory services on a discretionary and non-discretionary basis. The firm manages portfolios based on client risk tolerance, with assets under management totaling $1,444,550,535 as of December 31, 2024. Quattro serves as the discretionary investment manager for private investment funds VRX I Investment Fund and QTO FUND SPC. The firm provides continuous advice, develops investment policy statements, and offers portfolio consulting services. Quattro's investment recommendations cover a range of instruments, including mutual funds, ETFs, equities, and debt securities. Fees are typically 1.00% of assets under management, subject to negotiation. The firm does not charge performance-based fees. Quattro primarily serves foreign entities and high net worth individuals, with no minimum relationship size required. Investment strategies include strategic and tactical asset allocation, with a focus on risk management and long-term goals. The firm has a Code of Ethics, discloses potential conflicts of interest, and provides detailed risk factors associated with its investment strategies. Quattro does not have custody of client assets, which are held with a qualified custodian. Clients may grant discretionary authority for securities transactions, and the firm may vote proxies for client securities. Quattro has no reportable disciplinary events and maintains financial transparency.
$988,777,911 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Avion Wealth
Avion Wealth is a financial advisory firm based in The Woodlands, Texas. It currently has approximately $687,761,277 of assets under management and employs about 15 people. Avion Wealth uses a fee structure of a percentage of assets under your management and fixed fees.
$687,761,277 under management
15 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Engrave Wealth Partners, LLC
Engrave Wealth Partners, LLC is a registered investment adviser established in 2017, located in The Woodlands, Texas. The firm offers portfolio management services for individuals, small businesses, and institutional clients, along with financial planning. Engrave Wealth Partners manages assets totaling $664,447,002 on a discretionary basis. The firm's fee schedule ranges from 0.35% to 1.50% per annum based on the scope of work, investment advice, and account complexity. Clients may authorize direct fee deductions. Investment strategies include long-term and short-term purchases, trading, option writing, and alternative investments. Engrave Wealth Partners acts as a fiduciary for ERISA retirement plans, providing services tailored to clients' needs and goals. The firm utilizes fundamental, technical, and cyclical analysis methods, sourcing information from various financial publications and research materials. Engrave Wealth Partners does not charge performance-based fees and does not engage in side-by-side management. The firm does not vote proxies on behalf of clients and has a Business Continuity Plan in place to address potential disruptions.
$664,447,002 under management
7 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Rhame & Gorrell Wealth Management
Rhame & Gorrell Wealth Management, LLC is a registered investment adviser based in The Woodlands, TX, established in April 2016 by Jeffrey Rhame. The firm specializes in financial planning, consulting, and investment management services, managing $863,337,591 of assets on a discretionary basis as of February 18, 2025. Services include cash flow forecasting, trust and estate planning, retirement planning, and risk management. Clients have discretion over decisions and are not obligated to act on recommendations. The firm offers tax return preparation services through an affiliated accounting firm for clients with $2 million in managed assets, with the option to use external services. Investment strategies include long-term purchases, short-term purchases, trading, and options. Clients may impose restrictions on account management. The firm acts as a fiduciary for retirement plan accounts and IRAs, ensuring recommendations are in the client's best interest. Fees are based on assets under management, with a tiered structure ranging from 0.55% to 1.30%. RGWM does not charge performance-based fees and serves individuals, corporations, and business entities. The firm's investment strategies involve fundamental, technical, and cyclical analysis, with a focus on client-specific needs and objectives. RGWM does not have any disciplinary events and exercises investment discretion on behalf of clients. Clients receive regular account statements and reports from custodians and the firm. RGWM does not compensate third-party solicitors for client referrals and does not vote client securities on their behalf.
$626,801,531 under management
14 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Erguz, LLC
Erguz, LLC is a registered investment advisor based in The Woodlands, Texas, established in 2013 by Javier Guzman, who serves as the owner and managing member. The firm specializes in asset management services, offering tailored investment strategies based on individual goals, time horizons, and risk tolerance. Clients have the option to engage Erguz on a discretionary or non-discretionary basis, with all current clients managed on a discretionary basis. Additionally, Erguz provides sub-advisory services to non-affiliated investment advisors. For asset management services, Erguz charges an annual fee based on a tiered structure ranging from 0.50% to 1.00% for assets under management. The firm does not participate in wrap fee programs. Clients are generally high net-worth individuals, with a minimum account size requirement of $1,000,000, subject to potential waiver by Erguz. The investment strategies involve fundamental and technical analysis, with a focus on client objectives and risk management. Erguz conducts quarterly account reviews and offers client meetings at least annually. The firm does not receive external compensation, engages in directed brokerage, or receives soft dollar benefits. Javier Guzman, the principal executive officer, has a background in Industrial & Operations Engineering and Finance/Investment Management. He has no disciplinary history and serves as the Chief Compliance Officer overseeing all advisory services provided by Erguz.
$580,000,000 under management
1 advisor
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Waterway Wealth Management, L.l.c.
Waterway Wealth Management, L.L.C. is a financial advisory firm established in July 2012 by Daniel Paul Michalk. The firm specializes in providing investment advisory services, comprehensive wealth management, and financial planning services. Their Wrap Fee Program offers fee-only investment management services, covering individual debt and equity securities, mutual funds, index funds, and more. Clients pay an annualized Program Fee based on a tiered structure, starting at 1.00% for assets under management between $1,000,000 and $3,000,000. The firm emphasizes personalized service, offering ongoing support, portfolio monitoring, and quarterly reports. Waterway Wealth Management caters to families, individuals, high net worth individuals, pension and profit-sharing plans, trusts, and estates. The firm acts as the sole Portfolio Manager, developing tailored investment strategies based on client goals and risk tolerance. Investment analysis methods include charting, fundamental analysis, technical analysis, and cyclical analysis. The firm offers various investment strategies, including a Core Strategy, Core Plus Strategy, and Private Equity Strategy, each tailored to meet specific client objectives. Clients are encouraged to meet semi-annually to review their accounts and investment strategies. Waterway Wealth Management does not compensate for client referrals and has no disciplinary actions against the firm or its employees. The firm upholds a Code of Ethics, ensuring client interests come first and prohibiting the misuse of nonpublic information. Clients receive regular account statements and transaction confirmations, with reports provided electronically. The firm does not have financial conditions that would impair its ability to meet client commitments.
$500,740,211 under management
14 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Carlton, Hofferkamp And Jenks Wealth Management, LLC
Carlton, Hofferkamp, and Jenks Wealth Management, LLC is a Registered Investment Advisor established on August 26, 2010, offering investment management, financial planning, estate planning, and retirement income planning services. The firm primarily manages accounts on a discretionary basis, making investment decisions on behalf of clients, but clients can provide specific instructions if desired. They do not limit advice to specific types of investments and utilize Charles Schwab & Co., Inc. as their custodian. The firm charges investment management fees ranging from 1.00% to 2.00%, based on factors such as asset value and investment style. Clients may incur additional charges like custodial fees and transaction fees. CHJ does not participate in performance-based fees and serves various types of clients, with a minimum account size of $500,000. Their investment strategies involve individual attention to asset mix and securities selection, utilizing fundamental and technical analysis. Clients are encouraged to update their information annually, and the firm provides regular account reviews and market updates. CHJ does not participate in soft dollar arrangements or directed brokerage. Clients have discretion over their investments and can make deposits or withdrawals at any time. The firm does not vote proxies on behalf of clients and maintains financial transparency and stability.
$458,748,878 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Ias Wealth Management, Inc.
IAS Wealth Management, Inc. is a SEC registered investment adviser founded in 1994, based in The Woodlands, Texas. The firm operates as a fiduciary, offering financial planning and investment advisory services on a fee-only basis. The team provides personalized services based on clients' unique goals and objectives, managing investment advisory accounts on a discretionary basis. Clients have the opportunity to impose restrictions on investments and work closely with the team to review and adjust portfolios based on changes in financial situation, goals, and risk tolerance. IAS Wealth Management, Inc. utilizes a team-based investment committee to select securities for portfolios, focusing on fundamental and technical factors for equities, mutual funds, and ETFs. The firm's investment philosophy emphasizes long-term holdings and risk management through diversification. As of 12/31/2024, the firm had discretionary assets under management of $495,605,417. Fees are charged as a percentage of assets under management, with a tiered fee schedule. IAS does not charge performance-based fees or engage in side-by-side management. The firm does not accept compensation from the sale of securities and does not engage solicitors for client referrals. Clients have the option to direct brokerage, and the firm does not vote proxies on behalf of clients. IAS Wealth Management, Inc. does not have custody of client funds or securities and does not engage in other financial industry activities or affiliations. The firm has no reportable disciplinary events, and there are no financial conditions that would impair its ability to meet contractual commitments.
$450,663,437 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Investment Consultation For Individuals
Outlook Wealth Advisors, LLC
Outlook Wealth Advisors, LLC is a registered investment advisor based in The Woodlands, Texas, established in 2011 and operating in Texas, Florida, and Oklahoma. The firm offers wealth management services, financial planning, investment management, and educational seminars. Clients receive ongoing portfolio management services on a discretionary basis, with a minimum initial investment of $250,000. Financial planning services are provided on a non-discretionary basis, with fees ranging from $2550 to $5,000 or hourly rates of $200 to $400. OWA may recommend third-party advisors for asset management, and clients have the option to introduce restrictions on investing in certain asset classes. The firm does not charge performance-based fees, conducts annual reviews of client accounts, and does not vote proxies on behalf of clients. OWA receives soft dollar benefits from custodians and may recommend the use of Fidelity or American Funds for brokerage services. The firm does not hold physical custody of client funds. Clients may grant OWA investment discretion, allowing the firm to make investment decisions without seeking client consent for each transaction. OWA does not directly or indirectly compensate individuals for client referrals and has no disciplinary events to report.
$430,709,048 under management
11 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Hfg Wealth Management, LLC
HFG Wealth Management, LLC is a Registered Investment Adviser established in November 2008, located in The Woodlands, Texas. The firm offers comprehensive wealth management services, tailored advisory services, and general consulting services. Clients' portfolios are managed on a discretionary basis, with a focus on individualized investment plans based on client goals, risk tolerance, and financial profile. The firm's investment strategies include long-term and short-term purchases, primarily utilizing Exchange Traded Funds (ETFs), Exchange Traded Notes (ETNs), and institutional mutual funds. HFG also provides consulting services on an hourly basis and may recommend private placements to clients. HFG charges fees based on a percentage of assets under management, typically ranging from 0.5% to 2.0%, with a minimum annual fee of $15,000 and a minimum investment of $1,000,000. The firm operates as a fiduciary, acting in the best interests of clients, and does not use performance-based fees. Clients have the option to select their custodian, with Charles Schwab & Co., Inc. recommended. HFG reviews accounts quarterly, provides regular client reports, and maintains a Business Continuity Plan for potential disruptions. The firm does not participate in compensation for referrals and has not been subject to disciplinary matters. Clients are encouraged to contact HFG for additional information on their services and fee structure.
$403,811,040 under management
12 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in The Woodlands, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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