The L. Warner Companies, Inc

The L. Warner Companies, Inc. is an independent Registered Investment Advisor founded in December 1992 by Lee W. Warner. The firm specializes in providing investment management and financial planning services to individuals, as well as consulting and administration services to corporations, non-profits, and other business entities. As of December 31, 2024, the firm managed $744,609,071 on a discretionary basis and advised on $256,007,210 in corporate sponsored plan assets. TWC's investment management services are tailored to individual client needs and include continuous account reviews. TWC's fee structure includes a maximum annual fee of 1.5% of assets under management, which is negotiable. Financial planning fees typically range from $1,000 to $25,000 and are based on the complexity of the analysis. The firm primarily invests in equities, fixed income products, mutual funds, and ETFs, with some portfolios also including stock options. TWC does not charge performance fees and does not participate in wrap fee programs. The firm primarily serves high-net-worth individuals, associated trusts, estates, and pension and profit sharing plans. The minimum account size is generally $500,000 but is negotiable. TWC exercises investment discretion over client accounts, with clients having the freedom to impose restrictions on their accounts. Clients' assets are held with Charles Schwab & Co., and TWC receives certain products and services from Schwab. TWC does not exercise voting authority regarding proxies on clients' behalf. The firm's investment strategies focus on long-term horizons and risk management across various asset classes. TWC and its employees have not been subject to any disciplinary actions.