Wms Partners, LLC

Nathan Richardson Allen III is a Senior Financial Advisor at WMS Partners, LLC, with a background in Political Science from Trinity College. He is also a member of the Private Funds Investment Committee at WMS, overseeing four affiliated private funds. Mr. Allen has extensive experience in the financial advisory sector, having worked at firms like UBS Financial Services, Deutsche Bank Securities, A.L. Stuart Investments, and Warisan Capital Management. As of January 15, 2025, the majority of WMS Partners, LLC's assets were acquired by HB Wealth Management LLC, where Mr. Allen is dually registered. He is actively engaged in investment-related activities at HB Wealth Management, focusing on the four affiliated private funds at WMS. There are no disciplinary actions reported against Mr. Allen, and he does not have any other business activities or sources of additional compensation. WMS provides investment advisory and supervisory services in compliance with the Investment Advisers Act. Clients can reach out to the Chief Compliance Officer at WMS for any questions regarding supervision or compliance practices. The brochure does not specify the firm's minimum initial investment, fee structure, or whether the advisor acts as a fiduciary.