Vaughn Investment Advisors Inc

Vaughn Investment Advisors Inc. is a fee-only investment advisory firm located in Tustin, CA, established in 2005 by Robert D. Vaughn. With over 40 years of experience, Robert and his team provide tailored investment advice on various securities, including equity, debt, and government securities. The firm manages approximately $74.85 million in assets under management (AUM) and operates as a state-registered advisor since 2012. Vaughn Investment Advisors charges a 1% fee, applied quarterly based on the closing balance of client accounts. Clients are responsible for additional expenses related to investments. The firm does not participate in performance-based fees or side-by-side management. They cater to individuals, pensions, trusts, and corporations, with a minimum household account balance of $500,000. Investment strategies involve a top-down approach to analyze macroeconomic factors and a bottom-up approach to select securities. The firm uses Charles Schwab & Co., Inc. as the custodian and broker, ensuring fair pricing and no additional costs for trade aggregation. Vaughn Investment Advisors upholds a fiduciary duty, prioritizing clients' best interests. The advisors have clean disciplinary records and do not receive compensation from non-clients. Clients have investment discretion and voting rights over their securities.