Top financial advisors in Tustin, CA
We’ve curated a list of the best financial advisors in Tustin, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$490,122,460
Number of advisors
13 advisors
| $490,122,460 | 13 advisors | |
| 2 |
Assets under management
$114,183,925
Number of advisors
1 advisors
| $114,183,925 | 1 advisors | |
| 3 |
Assets under management
$55,000,000
Number of advisors
1 advisors
| $55,000,000 | 1 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Tustin, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Tustin. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Financial Advisors Network, Inc.
Financial Advisors Network, Inc., established in 2011, is a registered investment adviser specializing in investment advisory services for individuals and various clients. The firm offers services such as financial planning, corporate trust services, seminars, SEI programs, and retirement plan management/consulting. Clients can receive financial planning services on an hourly or flat fee basis, with fees ranging from $125 to $3,500. Corporate trust services are offered with a flat fee or a fee based on a percentage of trust assets under management. The firm manages over $954 million in regulatory assets under management. Investment strategies include core, growth, value, momentum, income, and more. The firm acts as a fiduciary, providing fair and full disclosure and acting in the best interest of clients. Clients receive at least annual reviews of their accounts, and the firm does not accept compensation for client referrals. The firm recommends using custodians such as Charles Schwab & Co., LPL Financial, or SEI Private Trust Company. Clients have the option to direct brokerage, and the firm does not accept proxy authority to vote client securities. The firm has no financial commitments impairing its ability to meet client obligations.
$490,122,460 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesEducational Seminars/workshopsCorporate Trust ServicesCrosspoint Financial, LLC
Crosspoint Financial, LLC is a registered investment adviser based in Tustin, CA, established in 2017. The firm specializes in providing asset management and investment consulting services for various clients, including individuals and high net worth individuals. Crosspoint Financial acts as a fiduciary, always prioritizing clients' best interests. The firm offers services such as asset management, financial planning, and retirement plan consulting. For asset management, portfolios are tailored to meet individual investment goals and continuously monitored. Financial planning services cover various aspects like investment, retirement, estate, and tax planning. Retirement plan consulting includes services like establishing investment policy statements and monitoring investment options. The firm manages $138,445,327 on a discretionary basis as of December 31, 2024. Regarding fees, the maximum annual fee for asset management services is 1.50%, billed monthly based on account value. Financial planning services are charged on an hourly or flat fee basis, with hourly fees not exceeding $250 and flat fees ranging from $500 to $5,000. Retirement plan consulting fees are based on a percentage of plan assets under management, not exceeding 1.00%. Clients may incur additional charges from custodians for certain investments. Crosspoint Financial does not charge performance-based fees or engage in side-by-side management. The firm does not receive soft dollars in excess of what is allowed by regulations. Clients have the option to provide investment discretion to the firm, allowing it to execute transactions on their behalf. The firm does not accept proxy authority to vote client securities.
$114,183,925 under management
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesVaughn Investment Advisors Inc
Vaughn Investment Advisors Inc. is a fee-only investment advisory firm located in Tustin, CA, established in 2005 by Robert D. Vaughn. With over 40 years of experience, Robert and his team provide tailored investment advice on various securities, including equity, debt, and government securities. The firm manages approximately $74.85 million in assets under management (AUM) and operates as a state-registered advisor since 2012. Vaughn Investment Advisors charges a 1% fee, applied quarterly based on the closing balance of client accounts. Clients are responsible for additional expenses related to investments. The firm does not participate in performance-based fees or side-by-side management. They cater to individuals, pensions, trusts, and corporations, with a minimum household account balance of $500,000. Investment strategies involve a top-down approach to analyze macroeconomic factors and a bottom-up approach to select securities. The firm uses Charles Schwab & Co., Inc. as the custodian and broker, ensuring fair pricing and no additional costs for trade aggregation. Vaughn Investment Advisors upholds a fiduciary duty, prioritizing clients' best interests. The advisors have clean disciplinary records and do not receive compensation from non-clients. Clients have investment discretion and voting rights over their securities.
$55,000,000 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Tustin, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Tustin. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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