Broadview Financial Management, LLC

Broadview Financial Management, LLC, established in September 2009, offers financial planning, consulting, and investment management services. The firm manages approximately $623 million in assets, primarily on a discretionary basis. Clients can receive financial planning services covering various areas such as retirement planning, risk management, and tax planning. Broadview acts as a fiduciary for retirement accounts, prioritizing clients' best interests. The firm's investment strategy is based on Modern Portfolio Theory, aiming to diversify portfolios with mutual funds and ETFs to maximize returns and minimize risk. Clients have the option to restrict discretionary authority over legacy investments. Broadview charges fees based on a tiered schedule linked to assets under management, starting at 1.00% for the first $1 million. The firm does not engage in performance-based fees and does not participate in soft dollar arrangements. Broadview recommends Fidelity and Schwab for custody and transactions, considering factors like financial strength and service quality. Clients receive account statements directly from custodians and quarterly reports from the firm. Broadview does not accept compensation from third-party solicitors or engage in soft dollar arrangements. The firm does not vote on client securities' proxies but assists clients in making decisions regarding class action lawsuits. Broadview does not disclose financial information as it meets all relevant criteria.