ba
Boggess Asset Management
SEC-regulated
Registered investment advisor
David M. Boggess is the Managing Partner and Chief Investment Officer of Boggess Asset Management, LLC, established in May 2021. He also serves as the Managing Partner of Boggess Advisory Group, LLC, a consulting firm offering General Management services to Fortune 1000 clients. David holds an MBA in Advanced Finance from Columbia University and the London School of Economics. He does not engage in any other investment-related business activities. As an Investment Adviser Representative, David does not receive compensation from any entity other than Boggess Asset Management, LLC for providing advisory services. He is subject to the firm's compliance policies and procedures, ensuring adherence to fiduciary obligations. Clients' investments are monitored to maintain consistency with fiduciary duties. David has no disciplinary history or involvement in events that could impact his suitability as an advisor. Clients can contact Rex Taylor, the Chief Compliance Officer, for any compliance-related inquiries. David Boggess has a clean record and is committed to providing transparent and ethical investment advisory services.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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