Smartx Advisory Solutions

SMArtX Advisory Solutions LLC, also known as SMArtX, is an investment management firm specializing in providing investment management and advisory services through other financial services firms. Established in 2018, SMArtX has assets under management totaling $22.9 billion as of February 15, 2024. The firm offers access to various investment strategies and models through its Platforms, allowing advisors to create and manage unified managed accounts (UMAs). Clients can select models provided by SMArtX, traditional asset managers, hedge funds, or index providers, with each model manager providing content and historical performance data. SMArtX offers an Advisor as a Portfolio Manager (APM) feature, allowing clients to direct a portion of their assets within the UMAs. The firm also provides an extension of its platform services called "SMArtY," offering professionally managed models without a platform fee. Additionally, SMArtX offers investment solutions and market research services, including third-party money manager evaluation. The firm charges fees based on a Platform Fee, Model Fee, and Advisor Fee, with fees typically ranging from 0.05% to 2.00% per annum. SMArtX acts as a sub-advisor to other investment advisors and does not charge performance-based fees. Clients are required to have a minimum of $30,000 to open a UMA, which can be waived in certain cases. The firm does not have any disciplinary actions to disclose and maintains a Code of Ethics to ensure compliance with federal securities laws. SMArtX does not have physical custody of assets and provides daily reconciliation of UMAs. The firm does not vote on client securities and has no financial commitments that impair its ability to meet contractual obligations.