Eliot Rose Wealth Management, LLC

Eliot Rose Wealth Management, LLC, a Registered Investment Adviser established in May 2002, offers tailored financial planning and asset management services. Led by owners Jason Siperstein and Gary Siperstein, the firm specializes in financial planning, risk assessment, investment planning, estate planning, and asset management. Clients benefit from a comprehensive financial planning process that includes a deep understanding of individual circumstances, strategic planning, dynamic adaptation, empowerment through education, and ongoing support. The firm's investment strategies focus on strategic asset allocation, diversification across non-correlated assets, and utilizing ETFs, mutual funds, and interval funds. Eliot Rose operates as a fiduciary, acting in clients' best interests, with a minimum investment requirement of $1,000,000 for asset management services. Fees include a flat fee of $5,400 for financial planning and tiered investment management fees ranging from 0.50% to 1.25% per annum based on assets under management. The firm does not charge performance-based fees and avoids managing conflicting accounts simultaneously. Clients have the option to impose restrictions on investments, and the firm exercises investment discretion with regular account reviews and transparent reporting. Eliot Rose does not have physical custody of client funds and employs cybersecurity measures to safeguard client data.