Hudock Capital Group

Hudock Capital Group is a registered investment adviser based in Williamsport, Pennsylvania, providing personalized asset management and financial planning services since 2009. The firm offers discretionary and non-discretionary asset management services through a Wrap Fee Program, tailored to meet clients' investment objectives and risk tolerance. Clients may have their assets managed using predefined strategies or model portfolios, with ongoing monitoring and rebalancing as needed. The minimum asset level to open and maintain an advisory account is generally $1,000,000, but this requirement may be waived based on individual circumstances. Financial planning services are offered on a modular and consultative basis, with fixed fees ranging from $1,000 to $5,000, depending on the complexity of the plan. Hourly financial planning services are also available at rates ranging from $100 to $325 per hour. The firm primarily advises on mutual funds, ETFs, equity securities, and other investment products, with assets under management totaling $786,101,710 on a discretionary basis and $63,031,218 on a non-discretionary basis as of December 31, 2024. Hudock Capital Group does not accept performance-based fees, engages in long-term and short-term investment strategies, and follows a Code of Ethics to ensure professional conduct. The firm recommends brokerage and custodial services from National Financial Services, Fidelity Brokerage Services, and Pershing Advisor Solutions. Clients are responsible for voting on securities and may engage an unaffiliated service provider for class action matters. Hudock Capital Group prioritizes client privacy and security, with strict policies in place to safeguard personal information. For further details, clients can contact Wayne L. Dieffenderfer, Chief Compliance Officer, at 570-326-9500.