Connors Investor Services Inc

Connors Investor Services, Inc. is an SEC-registered investment adviser specializing in providing discretionary investment management services to individuals, trusts, pension and profit-sharing plans, and charitable organizations. They determine clients' investment objectives and manage portfolios accordingly, with ongoing monitoring and periodic reviews. The firm operates on a discretionary basis, allowing them to buy and sell securities without prior client approval, though clients can set restrictions in writing. Investment strategies include individual equity and debt securities, ETFs, mutual funds, covered call writing, and options trading. They may recommend investing in affiliated mutual funds or private investment funds. The firm generally requires a minimum asset level of $500,000 for their services. Connors Investor Services charges fees based on a percentage of assets under management, deducted quarterly in advance. Clients may also incur transaction fees from the custodian and additional fees from invested funds. The firm is a fiduciary, obligated to act in clients' best interests. However, conflicts of interest exist, such as recommending affiliated products that may generate additional revenue for the firm. Financial professionals are compensated through salaries, bonuses, profit-sharing, and some are equity owners. The firm and its professionals have no legal or disciplinary history. Clients can contact the Chief Compliance Officer for more information or to address concerns. For further details, refer to their Form ADV Part 2A available at the provided link.