Etf Managers Group LLC is a financial advisory firm based in Summit, New Jersey. It currently has approximately $3,483,619,133 of assets under management and employs about 9 people. Etf Managers Group LLC uses a fee structure of and a percentage of assets under your management.

Solus Alternative Asset Management Lp is a financial advisory firm based in Summit, New Jersey. It currently has approximately $3,391,836,721 of assets under management and employs about 29 people. Solus Alternative Asset Management Lp uses a fee structure of a percentage of assets under your management and performance-based fees.

Rivulet Capital, LLC is a financial advisory firm based in Summit, New Jersey. It currently has approximately $3,344,091,348 of assets under management and employs about 10 people. Rivulet Capital, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.

RSW Investments Holdings, LLC is a registered investment adviser specializing in managing municipal bond portfolios. Established in 2005, the firm succeeded its predecessor in 2019 and manages $2.4 billion on a discretionary basis as of December 31, 2024. RSW focuses on fixed-income investment management, offering actively-managed strategies in Market Duration, Low Duration, and Enhanced Intermediate Duration Portfolios. The firm's investment philosophy emphasizes proactive credit research, optimal portfolio structure, and dynamic risk management to maximize after-tax total return. RSW's fee structure is based on a percentage of assets under management, with a minimum account size of $250,000. The firm acts as a fiduciary and provides investment discretion, creating customized strategies aligned with clients' objectives and risk tolerances. RSW does not charge performance-based fees and primarily serves individual investors, trusts, estates, charitable organizations, and corporations. The firm's investment strategies involve fundamental and technical analysis, with a focus on managing risks associated with interest rate movements and creditworthiness. Clients receive quarterly account reviews and statements, ensuring transparency and accountability in the investment process.

Circle Wealth Management, LLC is a registered investment adviser established in December 2006 and registered with the SEC in April 2007. The firm specializes in providing customized wealth advisory, investment management, and family office services to high-net-worth individuals and families, trusts, foundations, and endowments. Circle offers a comprehensive approach to financial planning, investment management, and financial education, including Thought Leadership Series and the Circle Women’s Forum. Clients receive personalized Investment Policy Statements based on their financial situation and objectives, with annual reviews and updates. Circle provides discretionary and non-discretionary investment advisory services on a fee basis, typically ranging from 24 bps to 85 bps. As of December 31, 2024, the firm managed $12.5 billion in assets for 69 primary client relationships. Clients have the option to impose reasonable restrictions on Circle's services. The firm conducts due diligence across asset classes, selects managers and securities, and provides ongoing monitoring and reporting. Circle does not participate in performance-based fees, and clients have varying levels of control over their investments based on the type of engagement. The firm does not recommend or advocate for investments in Bitcoin, cryptocurrencies, or digital assets but may advise on corresponding exchange-traded securities or private funds. Clients are responsible for voting on proxies and making decisions on corporate actions related to their investments. Circle has no financial issues that would impair its ability to meet client commitments. For further details, clients can contact Chief Compliance Officer Kristen Breault.

Union Grove Venture Partners is a financial advisory firm based in Summit, New Jersey. It currently has approximately $569,346,933 of assets under management and employs about 3 people. Union Grove Venture Partners uses a fee structure of a percentage of assets under your management and performance-based fees.

M&R Capital Management, Inc. is a Registered Investment Adviser founded in 1993 and located in Summit, New Jersey. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses, charitable organizations, and retirement plans. Services include customized investment management, financial planning, and consulting based on clients' financial goals and risk tolerance. The firm acts as a fiduciary for all clients, ensuring advice is in the client's best interest. M&R Capital manages assets under management totaling $522,283,133 as of December 31, 2023, with a minimum account size generally set at $100,000. Investment strategies involve fundamental and technical analysis methods, with a focus on market risks, lack of diversification, and margin borrowings. The firm does not charge performance-based fees or participate in side-by-side management. Clients are responsible for fees for advisory services, custodial and execution fees, and other expenses. M&R Capital does not have custody of client assets and provides discretionary and non-discretionary investment advisory services. Clients retain the responsibility for voting proxies on securities in their portfolios. The firm maintains a Code of Ethics and prioritizes client privacy and data security. For more information, visit www.adviserinfo.sec.gov or contact 212-584-8999.

SeaBridge Investment Advisors LLC is a registered investment adviser founded in 1996, managing client accounts since January 1997. The firm's owners are actively involved, with David Descalzi serving as Chairman of the Investment Committee. SeaBridge offers various global portfolio management styles and customizes portfolios based on client criteria. They provide discretionary management, advice to consultative clients, and financial planning services. As of December 31, 2022, the firm had Discretionary Assets Under Management of $374,626,969. SeaBridge charges management fees based on assets under management, with fees ranging from 0.50% to 1.50% annually depending on the investment strategy. The firm does not charge performance-based fees. Clients have investment discretion, allowing SeaBridge to select securities based on stated objectives. The firm reviews client portfolios regularly and provides reports on investment outlook, strategy, and results quarterly. SeaBridge has a Solicitor's Agreement with ProVise Management Group, LLC, and receives economic benefits from custodians like Schwab. The firm exercises investment discretion in voting client securities when authorized. SeaBridge has no financial commitments impairing its ability to meet client obligations and has not been subject to bankruptcy proceedings. For more details, clients can contact Chief Compliance Officer Nicole Goberman at 908-273-5085 or [email protected].

TSP Capital Management Group, LLC, established in 2004, is a registered investment adviser offering services to various clients, including individuals, pension plans, and charitable organizations. The firm, led by President Thomas Paluck, manages over $382 million on a discretionary basis. TSP tailors portfolios based on client objectives and restrictions, without providing financial planning services. Fees are based on a tiered structure, with annual fees ranging from 0.25% to 1% based on assets under management. Clients are responsible for operating expenses and may incur additional fees from investments like mutual funds. TSP does not charge performance-based fees and requires a minimum investment of $500,000, which may be waived at the firm's discretion. The firm conducts fundamental and technical analysis, tailoring strategies to individual client needs. TSP has faced disciplinary action related to late distribution of financial statements for a private fund. The firm exercises investment discretion, primarily using Fidelity for brokerage services. TSP does not compensate for client referrals and does not vote on client securities. Clients are encouraged to review custodial statements and have the option to participate in class action lawsuits. TSP maintains a strong financial standing without any bankruptcy history.