Top 10 financial advisors in Summit, NJ
We've curated a list of the best financial advisors in Summit, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $2,141,183,720 Number of advisors 10 advisors | |||
| 2 | Assets under management $1,469,042,305 Number of advisors 16 advisors | |||
| 3 | Assets under management $428,358,426 Number of advisors 6 advisors | |||
| 4 | Assets under management $374,626,969 Number of advisors 11 advisors | |||
| 5 | Assets under management $351,101,742 Number of advisors 5 advisors | |||
| 6 | Assets under management $262,292,326 Number of advisors 13 advisors | |||
| 7 | Assets under management $208,017,150 Number of advisors 5 advisors | |||
| 8 | Assets under management $201,035,405 Number of advisors 132 advisors | |||
| 9 | Assets under management $28,675,850 Number of advisors 3 advisors | |||
| 10 | Assets under management $3,483,619,133 Number of advisors 9 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Summit, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Rsw Investments
RSW Investments Holdings, LLC is a registered investment adviser specializing in managing municipal bond portfolios. Established in 2005, the firm succeeded its predecessor in 2019 and manages $2.4 billion on a discretionary basis as of December 31, 2024. RSW focuses on fixed-income investment management, offering actively-managed strategies in Market Duration, Low Duration, and Enhanced Intermediate Duration Portfolios. The firm's investment philosophy emphasizes proactive credit research, optimal portfolio structure, and dynamic risk management to maximize after-tax total return. RSW's fee structure is based on a percentage of assets under management, with a minimum account size of $250,000. The firm acts as a fiduciary and provides investment discretion, creating customized strategies aligned with clients' objectives and risk tolerances. RSW does not charge performance-based fees and primarily serves individual investors, trusts, estates, charitable organizations, and corporations. The firm's investment strategies involve fundamental and technical analysis, with a focus on managing risks associated with interest rate movements and creditworthiness. Clients receive quarterly account reviews and statements, ensuring transparency and accountability in the investment process.
$2,141,183,720 under management
10 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Circle Wealth Management, LLC
Circle Wealth Management, LLC is a registered investment adviser established in December 2006 and registered with the SEC in April 2007. The firm specializes in providing customized wealth advisory, investment management, and family office services to high-net-worth individuals and families, trusts, foundations, and endowments. Circle offers a comprehensive approach to financial planning, investment management, and financial education, including Thought Leadership Series and the Circle Women’s Forum. Clients receive personalized Investment Policy Statements based on their financial situation and objectives, with annual reviews and updates. Circle provides discretionary and non-discretionary investment advisory services on a fee basis, typically ranging from 24 bps to 85 bps. As of December 31, 2024, the firm managed $12.5 billion in assets for 69 primary client relationships. Clients have the option to impose reasonable restrictions on Circle's services. The firm conducts due diligence across asset classes, selects managers and securities, and provides ongoing monitoring and reporting. Circle does not participate in performance-based fees, and clients have varying levels of control over their investments based on the type of engagement. The firm does not recommend or advocate for investments in Bitcoin, cryptocurrencies, or digital assets but may advise on corresponding exchange-traded securities or private funds. Clients are responsible for voting on proxies and making decisions on corporate actions related to their investments. Circle has no financial issues that would impair its ability to meet client commitments. For further details, clients can contact Chief Compliance Officer Kristen Breault.
$1,469,042,305 under management
16 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Educational Seminars/workshops
M&r Capital Management Inc
M&R Capital Management, Inc. is a Registered Investment Adviser founded in 1993 and located in Summit, New Jersey. The firm offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses, charitable organizations, and retirement plans. Services include customized investment management, financial planning, and consulting based on clients' financial goals and risk tolerance. The firm acts as a fiduciary for all clients, ensuring advice is in the client's best interest. M&R Capital manages assets under management totaling $522,283,133 as of December 31, 2023, with a minimum account size generally set at $100,000. Investment strategies involve fundamental and technical analysis methods, with a focus on market risks, lack of diversification, and margin borrowings. The firm does not charge performance-based fees or participate in side-by-side management. Clients are responsible for fees for advisory services, custodial and execution fees, and other expenses. M&R Capital does not have custody of client assets and provides discretionary and non-discretionary investment advisory services. Clients retain the responsibility for voting proxies on securities in their portfolios. The firm maintains a Code of Ethics and prioritizes client privacy and data security. For more information, visit www.adviserinfo.sec.gov or contact 212-584-8999.
$428,358,426 under management
6 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Investment Supervisory Services
Seabridge Investment Advisors LLC
SeaBridge Investment Advisors LLC is a registered investment adviser founded in 1996, managing client accounts since January 1997. The firm's owners are actively involved, with David Descalzi serving as Chairman of the Investment Committee. SeaBridge offers various global portfolio management styles and customizes portfolios based on client criteria. They provide discretionary management, advice to consultative clients, and financial planning services. As of December 31, 2022, the firm had Discretionary Assets Under Management of $374,626,969. SeaBridge charges management fees based on assets under management, with fees ranging from 0.50% to 1.50% annually depending on the investment strategy. The firm does not charge performance-based fees. Clients have investment discretion, allowing SeaBridge to select securities based on stated objectives. The firm reviews client portfolios regularly and provides reports on investment outlook, strategy, and results quarterly. SeaBridge has a Solicitor's Agreement with ProVise Management Group, LLC, and receives economic benefits from custodians like Schwab. The firm exercises investment discretion in voting client securities when authorized. SeaBridge has no financial commitments impairing its ability to meet client obligations and has not been subject to bankruptcy proceedings. For more details, clients can contact Chief Compliance Officer Nicole Goberman at 908-273-5085 or [email protected].
$374,626,969 under management
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Tsp Capital Management Group, LLC
TSP Capital Management Group, LLC, established in 2004, is a registered investment adviser offering services to various clients, including individuals, pension plans, and charitable organizations. The firm, led by President Thomas Paluck, manages over $382 million on a discretionary basis. TSP tailors portfolios based on client objectives and restrictions, without providing financial planning services. Fees are based on a tiered structure, with annual fees ranging from 0.25% to 1% based on assets under management. Clients are responsible for operating expenses and may incur additional fees from investments like mutual funds. TSP does not charge performance-based fees and requires a minimum investment of $500,000, which may be waived at the firm's discretion. The firm conducts fundamental and technical analysis, tailoring strategies to individual client needs. TSP has faced disciplinary action related to late distribution of financial statements for a private fund. The firm exercises investment discretion, primarily using Fidelity for brokerage services. TSP does not compensate for client referrals and does not vote on client securities. Clients are encouraged to review custodial statements and have the option to participate in class action lawsuits. TSP maintains a strong financial standing without any bankruptcy history.
$351,101,742 under management
5 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Investment Advice To Investment Club
Brean Asset Management, LLC
Brean Asset Management, LLC is a financial advisory firm based in Summit, New Jersey. It currently has approximately $262,292,326 of assets under management and employs about 13 people. Brean Asset Management, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
$262,292,326 under management
13 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Summit Place Financial Advisors, LLC
Summit Place Financial Advisors, LLC, established in October 2008, offers investment advisory services to individuals and high net worth individuals. The firm provides discretionary investment advisory services on a fee-only basis, including financial planning and consulting services. Clients may be charged for extraordinary planning services separately. The firm does not assist with financial plan implementation, estate planning, tax returns, or insurance sales. Clients have full discretion over implementation decisions and may engage recommended professionals at their discretion. Summit Place Financial Advisors does not participate in wrap fee programs and had $256,398,657 in assets under management as of December 31, 2024. The firm's annual investment advisory fee ranges from 0.50% to 1.00% based on the market value of assets managed. The fee includes both investment advisory and financial planning services. The firm does not accept performance-based fees and primarily allocates client assets among individual equity and fixed income securities. Summit Place Financial Advisors does not recommend or advocate for investments in Bitcoin, cryptocurrencies, or digital assets. The firm maintains a Code of Ethics and personal securities transaction policy to prevent conflicts of interest. Clients are encouraged to review financial planning issues annually, and the firm provides regular account statements and transaction confirmations. The Chief Compliance Officer, Elizabeth Miller, is available for any client inquiries regarding the firm's disclosures and arrangements.
$208,017,150 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Simplicity Wealth
Simplicity Wealth is a financial advisory firm based in Summit, New Jersey. It currently has approximately $201,035,405 of assets under management and employs about 132 people. Simplicity Wealth uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$201,035,405 under management
132 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Ctr Financial Group LLC
CTR Financial Group, LLC is a New Jersey State registered Investment Advisory firm founded in 1999. The firm specializes in providing personalized confidential investment management to individuals and trusts on a fee-only basis. They offer Investment Supervisory Services, managing advisory accounts on a discretionary basis, tailored to each client's goals and risk tolerance. CTR primarily invests in no-load mutual funds and exchange-traded funds, with alternative investments available for high net worth clients. The firm's fee structure is based on a percentage of assets under management, ranging from 0.40% to 1.00% annually, payable quarterly. Clients have the flexibility to terminate agreements at any time, with fees billed on a pro rata basis. CTR operates as a fiduciary, acting in the best interests of clients. The firm's principals, William S. Crane and Michael E. Rosenberg, are Certified Public Accountants with extensive experience in financial planning and investment management. They maintain a strong commitment to client confidentiality and information security. Clients have no minimum account size requirement, and the firm does not engage in performance-based fees or principal transactions.
$28,675,850 under management
3 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Etf Managers Group LLC
Etf Managers Group LLC is a financial advisory firm based in Summit, New Jersey. It currently has approximately $3,483,619,133 of assets under management and employs about 9 people. Etf Managers Group LLC uses a fee structure of and a percentage of assets under your management.
$3,483,619,133 under management
9 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Investment Companies
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Summit, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Top advisors in New Jersey
Basking RidgeBellmawrBrielleBudd LakeChathamCherry HillCliftonCranfordEast BrunswickEast HanoverEdisonEnglewoodEnglewood CliffsEwingFairfieldFair HavenFair LawnFarmingdaleFlorham ParkFort LeeGlassboroHackensackHazletHobokenIselinJersey CityKingstonLakewoodLinwoodLivingstonMadisonMahwahManasquanMarltonMatawanMendhamMetuchenMillburnMontclairMontvaleMontvilleMoorestownMorristownMountainsideNeptune CityNewarkNew ProvidenceNorthfieldOcean GroveOld BridgeParamusPark RidgeParsippanyPlainsboroPrincetonRamseyRed BankRidgewoodRockawayRumsonSaddle BrookShort HillsSomersetSomervilleTeaneckTenaflyTotowaVeronaWall TownshipWayneWoodbridgeWoodcliff LakeWyckoffIt's quick and easy to find the right financial advisor for you
Answer a few questions about your needs.
Match with an advisor Connect with your perfectly matched financial advisor.
Your first meeting is free.