Portfolio Strategies, Inc. is a registered investment adviser established in 1993, providing personalized investment advisory services to individuals, high net worth individuals, and entities. The firm offers discretionary investment management services tailored to each client's objectives and risk tolerance, primarily focusing on capital appreciation through equity securities, mutual funds, and ETFs. Additionally, PSI offers services to retirement plans, assisting in investment options, monitoring, and education for plan participants. The firm acts as a fiduciary, obligated to act in the best interests of clients, and does not charge performance-based fees. Clients have the option to grant PSI investment discretion, allowing the firm to make investment decisions on their behalf. PSI recommends the use of unaffiliated broker/dealer custodians for custody and brokerage services, with Fidelity Investment Wealth Services being a current provider. The firm charges fees based on a percentage of assets under management, with annual advisory fees ranging up to 0.98%. PSI does not receive compensation for securities transactions and does not vote proxies on behalf of clients. Clients are encouraged to review custodial statements and compare them with reports provided by PSI.

Cladrius Partners LLC, established in 2019, is a registered investment adviser specializing in providing advisory services to privately offered pooled investment vehicles. The firm's Chief Investment Officer and CEO, Dennis Ruggere, manages the day-to-day operations and investment program. Cladrius offers advisory services to Funds exempt from registration under the Investment Company Act of 1940, focusing on credit instruments, convertible securities, equity securities, and other global investments. As of December 31, 2023, Cladrius managed approximately $211,235,000 on a discretionary basis. The minimum subscription amount for investors in the Funds is generally $1 million, with variations disclosed in the relevant Fund documentation. Fees for investment advisory services are based on assets under management and are calculated quarterly in advance. Cladrius may waive or reduce fees for certain investors at its discretion. The firm has full discretionary authority over investment decisions for the Funds, aiming to maximize returns while preserving capital. Cladrius employs a Code of Ethics, allowing employees to maintain personal securities accounts subject to trading guidelines and restrictions. The firm reviews investments continuously to align with client objectives and votes proxies in the best interest of clients. Cladrius has no disciplinary information to disclose and maintains custody of client assets with qualified custodians. The firm has no financial commitments impairing its ability to meet obligations and has not undergone bankruptcy proceedings. For more detailed information, clients can request additional disclosures and financial statements from Cladrius.

Signature Wealth Management Partners, LLC (SWMP) is a registered investment adviser offering a Wrap Fee Program that includes investment advisory services, financial planning, consulting, and investment management. Established in July 2018, SWMP is owned by Elizabeth Emr and Gregory Emr. As of December 31, 2024, the firm managed $387,095,813 in assets, with $385,075,899 under discretionary management. Clients in the program trade investment products without separate brokerage commissions. SWMP provides financial planning services, charging fixed fees ranging from $1,000 to $5,000. Wealth management services are offered for an annual fee based on assets under management, with fees ranging from 1.25% to 0.38% based on portfolio value. Clients have discretion over account decisions and can impose restrictions. SWMP utilizes fundamental, technical, and cyclical analysis in its investment strategies, offering five risk-based models. The firm discloses potential risks, including market volatility, interest rate fluctuations, and currency risks. SWMP may aggregate client orders for best execution and allocates trades pro rata among clients. The firm receives support from Schwab, including research and technology services, and recommends Schwab for custody and brokerage services. SWMP has a Code of Ethics and provides ongoing account reviews and statements to clients. Clients may make additions and withdrawals from their accounts, subject to SWMP's discretion. The firm does not have financial conditions impairing its commitments and has not been subject to bankruptcy in the past ten years.