Top financial advisors in Warwick, RI
We've curated a list of the best financial advisors in Warwick, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $277,801,417 Number of advisors 5 advisors | |||
| 2 | Assets under management $175,751,681 Number of advisors 4 advisors | |||
| 3 | Assets under management $40,384,534 Number of advisors 1 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Warwick, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Arlen Capital, LLC
Arlen Capital, LLC, established in April 2001, is an investment advisory firm offering customized Investment Management and Wealth Planning Services. The firm tailors services to individual needs, allowing clients to impose restrictions on investments. Arlen Capital manages accounts on a discretionary basis, making changes as deemed appropriate without prior consultation, unless managed on a nondiscretionary basis. The firm primarily uses mutual funds and ETFs, with six model portfolios designed based on risk tolerance. Clients can participate in the Vision 2020 Wealth Management Platform - Advisor Managed Portfolios Program, with fees ranging from 0.71% to 1.05% based on account size. Arlen Capital reviews managed accounts quarterly and provides continuous management. The firm does not charge performance-based fees and does not compensate for client referrals. Advisory Representatives are dually registered with Osaic Wealth, Inc., and may receive trail commissions. Arlen Capital does not have custody of client funds but can deduct fees directly from accounts. Clients may grant discretionary management authority and set parameters for account management. The firm does not vote client securities and does not require prepayment exceeding $1,200.
$277,801,417 under management
5 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Diversified Resources, LLC
Diversified Resources, LLC is a registered investment adviser founded in 1983 and registered since 1993. The firm offers investment management services through a custom asset allocation program and a third-party adviser, SEI Investment Management Corporation. They also provide financial planning services tailored to individual and family needs. Clients receive discretionary portfolio management services, with investments customized based on risk tolerance and objectives. The firm acts as a fiduciary, obligated to act in clients' best interests. Fees are asset-based, ranging from 0.40% to 1.00% annually. The firm does not engage in performance-based fees or side-by-side management. Clients include individuals, high net worth individuals, corporations, and charitable organizations, with no stated minimum account size. Investment strategies are based on individual financial situations, goals, and risk tolerance. Risks include interest-rate, market, inflation, and liquidity risks. The firm does not receive soft dollar benefits, compensations for client referrals, or engage in directed brokerage. Clients' accounts are reviewed periodically, and they receive quarterly statements. Diversified Resources, LLC does not vote proxies on behalf of clients and does not provide financial information due to specific criteria not being met.
$175,751,681 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
The Capital Group
The Capital Group Investment Advisors, Inc. is a registered investment adviser based in Warwick, RI, established in 2001. The firm offers personalized investment advisory services, including financial planning, investment management, and selection of other advisers. The President and CCO, Barry M. Misbin, has been with the firm since 1979 and holds the Registered Financial Consultant (RFC®) designation. The firm charges fees based on a percentage of assets under management, ranging from 20 to 200 basis points. Minimum initial investment requirements vary based on the managed account portfolio chosen. The firm does not accept performance-based fees or engage in side-by-side management. Clients have the option to grant investment discretion to the firm, allowing for the selection and management of securities without prior approval. The firm does not vote proxies on behalf of clients and does not have custody of client funds. Barry M. Misbin is also a licensed insurance agent and a Registered Representative of Fortune Financial Services, Inc. The firm's Code of Ethics emphasizes putting clients' interests first. Barry M. Misbin has a clean disciplinary record and is responsible for supervising the firm's activities. The firm prioritizes client privacy and security and does not disclose nonpublic personal information to nonaffiliated third parties.
$40,384,534 under management
1 advisor
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Warwick, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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