Arlen Capital, LLC

Arlen Capital, LLC, established in April 2001, is an investment advisory firm offering customized Investment Management and Wealth Planning Services. The firm tailors services to individual needs, allowing clients to impose restrictions on investments. Arlen Capital manages accounts on a discretionary basis, making changes as deemed appropriate without prior consultation, unless managed on a nondiscretionary basis. The firm primarily uses mutual funds and ETFs, with six model portfolios designed based on risk tolerance. Clients can participate in the Vision 2020 Wealth Management Platform - Advisor Managed Portfolios Program, with fees ranging from 0.71% to 1.05% based on account size. Arlen Capital reviews managed accounts quarterly and provides continuous management. The firm does not charge performance-based fees and does not compensate for client referrals. Advisory Representatives are dually registered with Osaic Wealth, Inc., and may receive trail commissions. Arlen Capital does not have custody of client funds but can deduct fees directly from accounts. Clients may grant discretionary management authority and set parameters for account management. The firm does not vote client securities and does not require prepayment exceeding $1,200.