Top financial advisors in Germantown, TN
We’ve curated a list of the best financial advisors in Germantown, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$138,512,959
Number of advisors
9 advisors
| $138,512,959 | 9 advisors | |
| 2 |
Assets under management
$101,301,909
Number of advisors
4 advisors
| $101,301,909 | 4 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Germantown, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Germantown. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Fcg Investment Company
FCG Investment Company is a Partnership based in Tennessee, established in March 2020 by DENNIS RAY PLYLER and Lloyd Vernon Crawford III. The firm offers portfolio management services tailored to individual client goals, risk tolerance, and time horizon. Clients receive Investment Policy Statements outlining their current financial situation. FCG may request discretionary authority from clients to make investment decisions without prior approval. The firm operates as a fiduciary, prioritizing clients' interests and avoiding practices that advantage certain portfolios. Services include financial planning covering investment, tax, retirement, and debt planning. FIC primarily advises on mutual funds, fixed income securities, equities, and ETFs, emphasizing long-term investing and dividend growth strategies. Clients have a minimum investment requirement of $10,000, which may be waived. Portfolio management fees start at 0.90% annually, with negotiable rates. Financial planning fees range from $100 to $250 per hour. FIC does not participate in wrap fee programs. The firm manages over $255 million in discretionary assets and $202 million in non-discretionary assets as of December 2024. FIC does not accept performance-based fees and provides services to individuals, high-net-worth individuals, and pension/profit sharing plans. Clients have the option to direct brokerage and FIC recommends Schwab Institutional and Fidelity Brokerage Services as custodians. FIC does not take custody of client accounts and offers discretionary and non-discretionary advisory services. The firm does not accept voting authority for client securities. FIC's financial condition is stable, with no bankruptcy petitions in the last ten years.
$138,512,959 under management
9 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesTcm
Trinity Capital Management, LLC is a registered investment adviser based in Germantown, TN, providing investment advisory services since May 2016. The firm offers discretionary portfolio management services, tailored to meet clients' needs and objectives. Clients can grant Trinity Capital Management discretionary authority to manage their accounts, allowing the firm to make specific securities transactions without prior approval. Non-discretionary portfolio management services are also available, where clients must approve transactions before execution. The firm may use sub-advisers to manage portions of client accounts on a discretionary basis. Trinity Capital Management also offers financial planning services, ranging from broad-based financial planning to consultative planning. The firm may recommend third-party money managers based on clients' financial needs and objectives. Trinity Capital Management primarily advises on equity securities, mutual fund shares, and various other investments based on client goals. The firm's fee structure for portfolio management services is based on a percentage of assets under management, with fees billed quarterly in advance. Clients are encouraged to review their accounts regularly, with ongoing monitoring and annual reviews conducted by the firm. Trinity Capital Management does not accept performance-based fees or engage in side-by-side management. The firm serves individuals, pension and profit sharing plans, trusts, estates, corporations, and other entities, with a minimum account requirement of $250,000. Clients are provided with detailed information on the firm's methods of analysis, investment strategies, and risk considerations. Trinity Capital Management does not have any disciplinary information to disclose and maintains a Code of Ethics to ensure professional standards. The firm does not vote proxies on behalf of clients and exercises limited custody over client funds. Clients are advised on IRA rollover considerations, with recommendations made in their best interest. Trinity Capital Management prioritizes client privacy and does not disclose non-public personal information to third parties. The firm does not compensate entities for client referrals and operates under a fiduciary duty to act in clients' best interests.
$101,301,909 under management
4 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
SHARE IN THIRD PARTY ADVISORY FEES
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesSelection Of Other AdvisersEducational Seminars/workshops
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Germantown, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Germantown. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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