Grodman Financial Group, LLC

Grodman Financial Group, LLC, established in 1990 by Brian Grodman, specializes in providing investment supervisory services on a wrap fee basis. The firm offers asset management services through a fee-based account that allows clients to develop an investment portfolio tailored to their objectives. Clients authorize Grodman Financial Group (GFG) to allocate their assets among various investments, primarily institutional share mutual funds and fixed income securities. GFG may also provide advice on equities, corporate debt securities, and other investment options based on individual client needs. The firm charges an annual advisory fee based on a percentage of assets under management, with potential fee discounts based on various criteria. Clients have control over their assets, and GFG does not act as a custodian. The minimum account size for new clients is generally $500,000 but may be waived at the firm's discretion. GFG's investment strategy is tailored to each client's objectives, with a focus on fundamental and technical analysis. Clients receive scheduled meetings to review portfolio performance and financial goals. GFG does not act as a custodian of client assets and does not vote proxies on securities. Clients have access to the portfolio manager and receive regular reports on their accounts. GFG does not receive more than 50% of its revenue from advisory clients through commissions or other compensation for the sale of investment products. For more information, clients can contact GFG's Chief Compliance Officer, Stephen Brophy.