Robbins Farley LLC

Robbins Farley LLC is an independently registered investment adviser specializing in wealth planning and management services, established in March 2017 by principal Colleen Farley. The firm offers tailored advisory services to individuals, families, trusts, charitable organizations, and businesses. Clients engage with Robbins Farley to prepare for major life transitions such as retirement, marriage, or career changes. The firm's investment strategy involves a top-down approach, selecting securities based on macroeconomic conditions. Clients may have their assets managed on a discretionary basis, with the firm preferring to have investment discretion. Robbins Farley may use options transactions and short sales as part of its investment strategies, which carry inherent risks. The firm recommends that client accounts be held with Schwab Advisor Services or other custodians based on the client's needs. Robbins Farley receives support services from custodians like Schwab, but the availability of these services does not influence the investment advice provided. Clients are encouraged to review their account statements and confirmations directly from the custodian. The firm does not charge performance-based fees and does not offer the Institutional Intelligent Portfolios Program to new clients. For more detailed information, clients can request a copy of the Proxy Voting Policies or the firm's Code of Ethics. As of January 3, 2025, Robbins Farley has $225,082,765 in assets under management.