Setchfield Asset Management

Setchfield Asset Management is an investment advisor registered with the SEC, founded in 1996 by Steven Setchfield and Cindi Jacobs. The firm offers fee-based services, including model portfolios, sector rotation, and asset allocation strategies. They provide portfolio management services, active portfolio management, and financial planning tailored to individual client needs. SAM manages $171,000,000 as of 12/31/2024, with $163,000,000 under discretionary management and $8,000,000 under non-discretionary management. Fees are based on assets under management, ranging from 0.50% to 2.00% annually. SAM may allow clients to hold certain assets without fees. Clients may incur transaction charges and other fees separate from advisory fees. SAM discloses conflicts of interest, such as receiving commission compensation from insurance products, and ensures acting in clients' best interests. Investment strategies include fundamental and technical analysis, a momentum/relative strength strategy, and rotating or rebalancing portfolios based on market conditions. SAM manages risks associated with mutual funds, ETFs, and individual securities, emphasizing the importance of understanding and mitigating risks. Clients are urged to review custodian statements regularly. SAM does not accept authority to vote client proxies and does not require prepayment of fees.