Swan Wealth Advisors, LLC

Swan Wealth Advisors, LLC is an SEC Registered Investment Advisor established in 1997, offering investment management services through its Defined Risk Strategy. The firm is headquartered in Durango, CO, and is wholly owned by Swan Global Holdings (US) LLC. Swan specializes in hedged equity index-based strategies designed to protect against market declines while aiming to benefit from market appreciation. The firm provides discretionary investment management services to individuals, institutions, trusts, pension plans, corporations, and family offices, with a minimum account size of $250,000. Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per annum, applied on a daily, monthly, or quarterly basis. The firm does not sponsor wrap fee programs but may participate in third-party advisor relationships that incorporate the Defined Risk Strategy. Swan does not charge performance-based fees and acts as a fiduciary in the best interests of its clients. The firm does not have custody of client funds or securities, and clients grant Swan investment discretion over their accounts. Swan does not vote client securities proxies and generally does not vote proxies on behalf of clients. The firm does not require or solicit prepayment of fees exceeding $1,200 per client, six months or more in advance, and there are no financial conditions likely to impair the firm's ability to meet contractual commitments to clients. Swan is an SEC registered advisor and does not provide investment advice on behalf of state-registered advisors.