Swan Global Investments, LLC, established in 1997, is an independent SEC Registered Investment Advisor based in Durango, CO. The firm specializes in offering and managing The Defined Risk Strategy for individuals, institutions, and other investment advisor firms. Swan provides discretionary investment management through the Defined Risk Strategy, designed to protect investors from market declines, provide income in various market conditions, and benefit from market appreciation. The firm manages assets totaling $2.4 billion as of March 1, 2025, across Separately Managed Accounts, Overlay Accounts, mutual funds, and ETFs. Clients can invest with a minimum account size of $250,000, which may be waived at the firm's discretion. Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per annum, applied on a daily, monthly, or quarterly basis. The firm acts as a sub-advisor to other advisors for their clients, providing substantially similar management to wrap fee clients. Swan does not sponsor wrap fee programs but participates in programs where its strategy is incorporated. Swan's investment philosophy is centered on the Defined Risk Strategy, utilizing hedged equity index-based strategies with an option income component to manage risk and returns. The firm's investment team oversees the portfolio management process, with a focus on risk management and trade execution. Swan emphasizes the importance of risk mitigation through options and diversification, aiming to provide downside protection and positive returns in various market conditions.

Swan Capital Management, LLC is a financial advisory firm based in Durango, Colorado. It currently has approximately $1,194,660,143 of assets under management and employs about 7 people. Swan Capital Management, LLC uses a fee structure of and a percentage of assets under your management.

Intelligent Investment Management, LLP is a registered investment adviser founded in 1997, based in Durango, CO. The firm specializes in providing personalized investment management services to individuals, families, trusts, partnerships, estates, charitable organizations, and small businesses across the United States. They offer fee-only services, focusing on long-term investment strategies based on financial planning goals. The firm does not sell or affiliate with firms selling commissioned products and does not act as a custodian of client assets. Clients have the option to impose restrictions on investments. The firm's investment management fee is based on a percentage of assets under management, with a minimum annual fee of $2,000. They offer a diversified portfolio approach, including allocations to domestic equities, alternative equities, and alternative income investments. The firm's investment strategies incorporate security analysis methods such as fundamental, technical, and cyclical analysis. Intelligent Investment Management, LLP prioritizes client protection and compliance with industry regulations, actively participating in training and conferences to maintain high standards of financial integrity and client protection. The firm's team includes experienced professionals with certifications such as Certified Financial Planner™ (CFP®), Accredited Portfolio Management AdvisorSM (APMA®), and Accredited Wealth Management AdvisorSM (AWMA®). For more information, clients can contact James Brost at (970) 403-1234 or visit www.IntelligentIM.com.