Socius Family Office, LLC

Socius Family Office, LLC is a full-service investment advisory firm with a nationwide presence, specializing in wealth management and family office services. Established on March 1, 2012, and SEC-registered since June 22, 2010, Socius offers a wide range of investment products, including equities, mutual funds, ETFs, and more. The firm provides ongoing asset management, financial planning, and IRA rollover recommendations, acting as a fiduciary under the DOL’s Prohibited Transaction Exemption 2020-02. Socius charges asset-based fees of up to 1.5% per annum for ongoing asset management services, with fees payable monthly or quarterly. The firm does not engage in performance-based fees or side-by-side management. Socius serves individuals, high net worth individuals, and charitable organizations, employing methods of analysis such as technical and fundamental analysis. The firm exercises investment discretion for clients, including selecting securities, determining amounts, timing, and broker-dealer selection. Socius does not participate in soft dollar benefits, solicitor arrangements, or directed brokerage. The firm has a Code of Ethics, proxy voting policies, and procedures, and maintains client account reviews and financial plans. Socius does not receive compensation beyond asset management fees and does not have custody of client funds. The firm has no adverse financial conditions or bankruptcy-related matters in the past ten years. As a federally registered investment adviser, state registration requirements do not apply to Socius Family Office, LLC.