Sound Income Strategies, LLC

Sound Income Strategies, LLC is a fee-based financial planning and investment management firm founded in 2014. The firm specializes in providing asset management services to individuals, investment advisors, retirement plans, trusts, estates, and corporations. They offer discretionary and non-discretionary direct asset management services, with a minimum account opening requirement of $25,000. The firm's investment strategy focuses on determining individual investment goals, time horizons, objectives, and risk tolerance to create customized managed investment portfolios for clients. SIS also provides services to qualified and non-qualified retirement plans, acting as a limited scope 3(21) fiduciary or a 3(38) Investment Manager. SIS does not act as a custodian of client assets and does not engage in principal transactions, soft dollar arrangements, or cross trades. The firm does not vote proxies on securities and does not have any financial conditions that would impair its ability to meet commitments to clients. SIS does not have any bankruptcy petitions in the past ten years. Clients receive account statements at least quarterly from qualified custodians, and the firm encourages clients to review these statements and compare them to performance reports prepared by SIS.