The Wealthplan LLC

The WealthPlan LLC is a financial advisor firm founded in 2016 and registered as an investment adviser in 2020. The firm offers Wealth Planner services, including discretionary asset management programs and financial planning options. They may recommend third-party money managers or sub-advisory accounts for clients, with compensation disclosed in the TPMMs' disclosure documents. WealthPlan may charge flat fees for alternative investments and held-away account services. The firm's fee structure includes annual asset management fees based on a tiered schedule. WealthPlan does not use performance-based fees. The firm provides investment advice to individuals, high net worth individuals, trusts, estates, corporations, or business entities. WealthPlan employs fundamental and technical analysis for investment strategies, with a focus on client goals and risk tolerance. The firm discloses potential risks associated with alternative investments, digital assets, and other investment types. WealthPlan does not receive soft dollar benefits and does not allow directed brokerage accounts. Clients receive account statements quarterly from qualified custodians. The firm has discretionary authority for trading and does not vote proxies on client securities. WealthPlan has no financial conditions impairing its ability to meet commitments to clients and has not had any bankruptcy petitions in the past ten years.