3d/l Capital Management, LLC

3D/L Capital Management, LLC is a registered investment adviser based in Hartford, CT, specializing in providing investment management services to individuals and organizations. The firm offers a range of services, including a Turnkey Asset Management Platform (TAMP) and ERISA retirement plan investment management. Founded in 2006, 3D/L primarily focuses on globally diversified investment strategies using no-load mutual funds, ETFs, and model portfolios. The firm's investment philosophy emphasizes passively managed asset class and index funds, with discretion to include individual securities based on client goals. Clients appoint 3D/L as agent for discretionary investment management, allowing the firm to buy, sell, and trade securities on their behalf. Fees for the 3D/L Managed Account Program range from 1.50% to 0.60% based on household assets, with additional costs for underlying investments and special requests. The minimum account size to open a portfolio is $50,000, with flexibility based on individual circumstances. 3D/L conducts quarterly reviews of client accounts and does not share client-specific information with model providers. The firm follows a Code of Ethics and allows employees to invest in recommended securities. 3D/L has no financial commitments impairing its ability to meet client obligations and has not undergone bankruptcy proceedings.