Tim Looney Investments, LLC

Tim Looney Investments, LLC is a registered investment adviser founded in 2012, specializing in personalized financial planning and investment management primarily for individuals. The firm offers fee-based services, including financial planning, asset management, and consulting. Investment advice is provided with clients making the final decision on investments. Tim Looney Investments does not act as a custodian of client assets. The firm's investment strategy is tailored to each client's objectives, with periodic reviews provided. They offer ERISA plan services and act as a limited scope ERISA 3(21) fiduciary. The firm's fee structure includes asset-based fees for management services, fixed fees for financial planning based on client net worth, and hourly consulting fees. Clients have the option to terminate the advisory contract at any time. Tim Looney Investments does not participate in wrap fee programs and does not have a minimum account size requirement. The firm's employees adhere to a Code of Ethics and do not recommend securities in which they have a material financial interest. The firm's brokerage practices prioritize best execution for clients, and they do not receive compensation for the sale of securities. Clients receive account statements directly from custodians, and the firm does not vote proxies on client securities. Tim Looney Investments does not have any disciplinary history or financial conditions impairing its ability to meet client commitments. Supervised persons at the firm have disclosed any outside business activities and additional compensation received. The firm's Chief Compliance Officer oversees supervision and compliance with regulations.