Green Alpha Investments

Green Alpha Advisors, LLC, established in 2007, specializes in offering investment advisory services through separately managed accounts and an exchange-traded fund (ETF). The firm focuses on equity and bond strategies primarily investing in exchange-listed securities, over-the-counter securities, and foreign issuers. Clients can request tailored investment services with specific restrictions or custom strategies. Green Alpha manages $224 million in client assets, with $184 million under discretionary management and $60 million on a non-discretionary basis. The firm charges management fees based on a percentage of assets under management, with rates varying by account size and strategy. Green Alpha follows an investment philosophy centered on the "Next Economy," investing in companies addressing systemic risks like climate change and resource scarcity. The firm's investment process involves top-down qualitative analysis to identify leading solutions creators and enablers, followed by bottom-up quantitative analysis to select securities with strong financial positions and growth potential. Green Alpha's suite of investment strategies includes the Next Economy Index, Social Index, Sierra Club Green Alpha, Growth & Income, Next Economy Select, DiversiTerra, and the Next Economy Income fixed income strategy. The firm acts as a fiduciary, accepting discretionary authority to manage client accounts and voting client securities in their best interest. Green Alpha maintains high ethical standards, safeguards client information, and conducts regular reviews of client accounts. The team includes experienced professionals like Garvin Jabusch, Jeremy Deems, and Betsy Moszeter, overseeing compliance, investment management, and distribution & marketing. Clients can contact the Chief Compliance Officer for any inquiries or to request the firm's Code of Ethics.