Peak Asset Management, LLC is a Registered Investment Advisor based in Louisville, Colorado, established in 1994. The firm specializes in offering discretionary investment management and supervisory services primarily for individuals. They provide services such as investment analysis, allocation of investments, and ongoing monitoring of client portfolios. Peak Asset Management primarily allocates client assets among cash, individual stocks, bonds, ETFs, and mutual funds. They offer financial planning services in addition to investment management, with fees based on a percentage of assets under management. The firm requires an initial minimum portfolio value of $1,000,000 for new clients, which may be negotiable in limited circumstances. Peak Asset Management uses a third-party platform, Pontera, for managing held-away assets with discretion. The firm does not charge performance-based fees, and they have not reported any disciplinary information. They have established a Code of Ethics to ensure compliance with regulatory obligations and provide full disclosure of conflicts of interest. The firm receives economic benefits from Schwab for client referrals and services provided. Clients have the option to delegate voting authority for securities held in their accounts to Peak Asset Management. The firm does not have any financial information available in the brochure.

Platte River Wealth Advisors, LLC is a Registered Investment Adviser specializing in helping clients build, manage, preserve, and transfer their wealth. Established in July 2019, the firm is owned by Tyler Olsen and Warren Baker. Platte River offers investment advisory services on a discretionary basis, primarily allocating client assets among equities, ETFs, mutual funds, and debt securities based on clients' investment objectives and income needs. The firm provides comprehensive financial and investment plans tailored to individual client goals and conducts periodic portfolio reviews. Platte River acts as a fiduciary, obligated to act in clients' best interests. The firm may offer financial planning services for a fee, focusing on various financial goals and objectives. Additionally, Platte River may engage third-party money managers for client accounts, ensuring they meet specific criteria. The firm charges advisory fees based on a percentage of assets under management, with a tiered fee structure. Platte River does not charge performance-based fees or engage in side-by-side management. The firm does not participate in soft dollar programs and does not receive compensation for client referrals. Clients are encouraged to review account statements provided by the custodian and compare them with reports from the firm. Platte River does not have custody of client funds or securities but may have constructive custody under certain circumstances. The firm exercises investment discretion for discretionary accounts, with clients granting authority for investment decisions. Platte River does not vote client securities and does not prepay fees exceeding $1200 per client. The firm has no financial condition impairing its ability to meet client commitments and has not been subject to bankruptcy.

Green Alpha Advisors, LLC, established in 2007, specializes in offering investment advisory services through separately managed accounts and an exchange-traded fund (ETF). The firm focuses on equity and bond strategies primarily investing in exchange-listed securities, over-the-counter securities, and foreign issuers. Clients can request tailored investment services with specific restrictions or custom strategies. Green Alpha manages $224 million in client assets, with $184 million under discretionary management and $60 million on a non-discretionary basis. The firm charges management fees based on a percentage of assets under management, with rates varying by account size and strategy. Green Alpha follows an investment philosophy centered on the "Next Economy," investing in companies addressing systemic risks like climate change and resource scarcity. The firm's investment process involves top-down qualitative analysis to identify leading solutions creators and enablers, followed by bottom-up quantitative analysis to select securities with strong financial positions and growth potential. Green Alpha's suite of investment strategies includes the Next Economy Index, Social Index, Sierra Club Green Alpha, Growth & Income, Next Economy Select, DiversiTerra, and the Next Economy Income fixed income strategy. The firm acts as a fiduciary, accepting discretionary authority to manage client accounts and voting client securities in their best interest. Green Alpha maintains high ethical standards, safeguards client information, and conducts regular reviews of client accounts. The team includes experienced professionals like Garvin Jabusch, Jeremy Deems, and Betsy Moszeter, overseeing compliance, investment management, and distribution & marketing. Clients can contact the Chief Compliance Officer for any inquiries or to request the firm's Code of Ethics.

Gainline Financial Partners, LLC is a privately owned investment advisory firm based in Louisville, CO, established in 2021 by Charles Barkmeier and Paul Rohr. The firm manages approximately $273 million in assets for around 875 accounts, with a specialization in discretionary and non-discretionary investment management, financial planning, and consulting services. Gainline Financial offers a variety of fee structures, including an annual management fee of up to 1.5% based on total assets, with a minimum portfolio value requirement of $500,000. The firm may utilize Independent Managers and Sub-Advisors to actively manage client assets, evaluating their performance and strategies regularly. Clients have the option to grant discretionary authority over their accounts, allowing the firm to make investment decisions without prior approval. Gainline Financial does not charge performance-based fees and does not vote proxies for client securities. The firm does not file proofs of claim for class action lawsuits but provides necessary documentation upon client request. Gainline Financial does not have any financial conditions that may impair its ability to meet client commitments.