Haberkorn Financial Services, Inc.

Haberkorn Financial Services, Inc. is a state-registered investment adviser based in Louisville, Colorado, established in January 2000 by Dennis J. Haberkorn. The firm specializes in individual portfolio management, offering asset management services tailored to clients' goals, risk tolerance, and liquidity needs. Investment advisory accounts can be managed on a discretionary or non-discretionary basis, with clients having the option to impose reasonable restrictions on investments. As of December 31, 2022, the firm actively managed $21,801,504 of clients' assets on a discretionary basis. Fees for portfolio management services range from 0.50% to 1.00% of assets under management, billed quarterly based on the account value. The firm does not charge performance-based fees and serves various types of clients, including individuals, high net worth individuals, charitable organizations, corporations, and trusts. Investment strategies focus on long-term purchases and diversification, with an emphasis on asset allocation. The firm does not engage in principal transactions and prohibits employees from acquiring individual equities for personal investment accounts. Clients have the option to grant investment discretion to the firm, allowing for trade execution without prior client approval. Haberkorn Financial Services, Inc. does not vote proxies on behalf of clients and maintains a transparent fee structure with no prepayment requirements. The firm does not engage solicitors for client referrals and does not accept compensation for client referrals. Clients are advised to review custodial statements and account reports regularly for accuracy. Dennis J. Haberkorn, the President of the firm, is a Certified Public Accountant with a Master of Science in Taxation and a Bachelor of Arts in Accounting.