Peak Asset Management, LLC

Peak Asset Management, LLC is a Registered Investment Advisor based in Louisville, Colorado, established in 1994. The firm specializes in offering discretionary investment management and supervisory services primarily for individuals. They provide services such as investment analysis, allocation of investments, and ongoing monitoring of client portfolios. Peak Asset Management primarily allocates client assets among cash, individual stocks, bonds, ETFs, and mutual funds. They offer financial planning services in addition to investment management, with fees based on a percentage of assets under management. The firm requires an initial minimum portfolio value of $1,000,000 for new clients, which may be negotiable in limited circumstances. Peak Asset Management uses a third-party platform, Pontera, for managing held-away assets with discretion. The firm does not charge performance-based fees, and they have not reported any disciplinary information. They have established a Code of Ethics to ensure compliance with regulatory obligations and provide full disclosure of conflicts of interest. The firm receives economic benefits from Schwab for client referrals and services provided. Clients have the option to delegate voting authority for securities held in their accounts to Peak Asset Management. The firm does not have any financial information available in the brochure.